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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FORM icon
126
FormFactor
FORM
$9.17B
$377K 0.04%
52,530
-8,180
-13% -$60.7K
QCOM icon
127
Qualcomm
QCOM
$176B
$375K 0.04%
5,010
– –
UNH icon
128
UnitedHealth
UNH
$370B
$375K 0.04%
4,336
– –
KTOS icon
129
Kratos Defense & Security Solutions
KTOS
$11.4B
$374K 0.04%
56,960
-4,000
-7% -$29.7K
ENT
130
DELISTED
Global Eagle Entertainment Inc.
ENT
$373K 0.04%
+1,330
New +$387K
CSCO icon
131
Cisco
CSCO
$479B
$368K 0.04%
14,633
– –
MLU
132
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$368K 0.04%
11,992
-138,112
-92% -$4.33M
AXP icon
133
American Express
AXP
$230B
$367K 0.04%
4,186
+1,622
+63% +$146K
YELL
134
DELISTED
Yellow Corporation Common Stock
YELL
$365K 0.04%
17,950
-1,340
-7% -$32K
AET
135
DELISTED
Aetna Inc
AET
$364K 0.04%
4,485
+835
+23% +$67.9K
REXR icon
136
Rexford Industrial Realty
REXR
$8.19B
$360K 0.04%
26,000
+2,600
+11% +$36.9K
MRVL icon
137
Marvell Technology
MRVL
$196B
$357K 0.03%
26,450
+12,350
+88% +$170K
HUN icon
138
Huntsman Corp
HUN
$1.77B
$356K 0.03%
13,693
+1,900
+16% +$51.8K
ICE icon
139
Intercontinental Exchange
ICE
$84.4B
$356K 0.03%
9,125
+1,250
+16% +$47.9K
BIIB icon
140
Biogen
BIIB
$30.7B
$350K 0.03%
1,056
+240
+29% +$79.1K
BAS
141
DELISTED
Basis Energy Services, Inc.
BAS
$349K 0.03%
28
-2
-7% -$28.3K
ARRY
142
DELISTED
Array Biopharma Inc
ARRY
$345K 0.03%
96,590
-6,950
-7% -$27.4K
XCRA
143
DELISTED
Xcerra Corporation
XCRA
$344K 0.03%
35,150
+1,150
+3% +$11.4K
BUD icon
144
AB InBev
BUD
$165B
$332K 0.03%
2,996
-150
-5% -$16.8K
URI icon
145
United Rentals
URI
$72.4B
$328K 0.03%
2,947
+435
+17% +$48.9K
ZION icon
146
Zions Bancorporation
ZION
$10.3B
$328K 0.03%
11,300
+1,600
+16% +$46.4K
PM icon
147
Philip Morris
PM
$295B
$327K 0.03%
3,913
– –
WMT icon
148
Walmart Inc
WMT
$890B
$327K 0.03%
12,858
– –
JAKK icon
149
Jakks Pacific
JAKK
$293M
$326K 0.03%
4,580
-2,720
-37% -$192K
PERI icon
150
Perion Network
PERI
$386M
$326K 0.03%
19,511
+7,133
+58% +$163K
4 5
6
7 8

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.