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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLUU
126
DELISTED
Glu Mobile Inc.
GLUU
$438K 0.04%
+92,490
New +$426K
ENTR
127
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$437K 0.04%
+106,750
New +$462K
RLOC
128
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$436K 0.04%
+44,245
New +$514K
YHOO
129
DELISTED
Yahoo Inc
YHOO
$435K 0.04%
12,087
+5,312
+78% +$203K
SWS
130
DELISTED
SWS GROUP INC
SWS
$432K 0.04%
+57,670
New +$442K
BBBY
131
Bed Bath & Beyond
BBBY
$442M
$431K 0.04%
29,149
+13,789
+90% +$236K
GDX icon
132
VanEck Gold Miners ETF
GDX
$27.4B
$424K 0.04%
+18,009
New +$442K
HELI
133
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
$423K 0.04%
+1,909
New +$510K
ADNC
134
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$421K 0.04%
33,756
-43,489
-56% -$513K
REGN icon
135
Regeneron Pharmaceuticals
REGN
$80.8B
$419K 0.04%
1,392
-1,612
-54% -$497K
TNDM icon
136
Tandem Diabetes Care
TNDM
$1.56B
$415K 0.04%
+1,882
New +$480K
MRK icon
137
Merck
MRK
$318B
$409K 0.04%
7,545
-24,418
-76% -$1.26M
VTRS icon
138
Viatris
VTRS
$18.9B
$408K 0.04%
8,378
-9,824
-54% -$477K
NKTR icon
139
Nektar Therapeutics
NKTR
$2.58B
$407K 0.04%
+2,240
New +$443K
CTIC
140
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$407K 0.04%
+11,987
New +$410K
QCOM icon
141
Qualcomm
QCOM
$176B
$404K 0.04%
5,102
-13,500
-73% -$1.02M
VJET
142
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$403K 0.04%
+3,208
New +$561K
PRU icon
143
Prudential Financial
PRU
$41.8B
$402K 0.04%
+4,749
New +$409K
HPQ icon
144
HP
HPQ
$27.5B
$400K 0.04%
27,228
-45,619
-63% -$613K
BIND
145
DELISTED
BIND THERAPEUTICS INC
BIND
$394K 0.04%
32,955
+9,375
+40% +$122K
BRK.B icon
146
Berkshire Hathaway Class B
BRK.B
$1.13T
$392K 0.04%
3,145
-10,500
-77% -$1.23M
SBUX icon
147
Starbucks
SBUX
$120B
$392K 0.04%
10,672
-11,710
-52% -$433K
RTK
148
DELISTED
Rentech, Inc.
RTK
$392K 0.04%
20,641
-12,461
-38% -$232K
TXN icon
149
Texas Instruments
TXN
$261B
$390K 0.04%
8,346
-3,604
-30% -$159K
XOMA
150
DELISTED
Xoma
XOMA
$388K 0.04%
+3,729
New +$541K
4 5
6
7 8

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VIP
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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.