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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SN
126
DELISTED
Sanchez Energy Corporation
SN
$736K 0.07%
+27,822
New +$660K
PARA
127
DELISTED
Paramount Global Class B
PARA
$734K 0.07%
+13,320
New +$709K
SHOR
128
DELISTED
ShoreTel, Inc.
SHOR
$730K 0.07%
+120,825
New +$575K
AUXL
129
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$729K 0.07%
40,079
+16,789
+72% +$303K
PERI icon
130
Perion Network
PERI
$386M
$717K 0.06%
+18,162
New +$654K
RYN icon
131
Rayonier
RYN
$6.55B
$704K 0.06%
18,636
-258
-1% -$9.89K
PSUN
132
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$694K 0.06%
230,580
+102,320
+80% +$379K
SPN
133
DELISTED
Superior Energy Services, Inc.
SPN
$694K 0.06%
2,773
+1,640
+145% +$427K
APA icon
134
APA Corp
APA
$13.2B
$685K 0.06%
8,030
-80
-1% -$6.65K
DD icon
135
DuPont de Nemours
DD
$19.2B
$685K 0.06%
7,058
+3,624
+106% +$337K
ALXN
136
DELISTED
Alexion Pharmaceuticals
ALXN
$683K 0.06%
5,877
-1,780
-23% -$195K
EMN icon
137
Eastman Chemical
EMN
$8.42B
$673K 0.06%
8,661
+4,412
+104% +$340K
AMZN icon
138
Amazon
AMZN
$2.96T
$668K 0.06%
42,680
-500
-1% -$7.45K
PXD
139
DELISTED
Pioneer Natural Resource Co.
PXD
$664K 0.06%
3,519
+991
+39% +$168K
HON icon
140
Honeywell
HON
$78B
$646K 0.06%
8,667
-3,604
-29% -$267K
PACB icon
141
Pacific Biosciences
PACB
$368M
$645K 0.06%
+116,710
New +$405K
URBN icon
142
Urban Outfitters
URBN
$6.59B
$644K 0.06%
+17,537
New +$720K
MHO icon
143
M/I Homes
MHO
$3.84B
$638K 0.06%
30,948
-7,144
-19% -$150K
M icon
144
Macy's
M
$6.68B
$630K 0.06%
14,581
-3,550
-20% -$166K
PPG icon
145
PPG Industries
PPG
$26.6B
$630K 0.06%
7,540
– –
HUN icon
146
Huntsman Corp
HUN
$1.77B
$626K 0.06%
+30,384
New +$554K
NKE icon
147
Nike
NKE
$61.9B
$614K 0.06%
16,906
-9,500
-36% -$310K
ESRX
148
DELISTED
Express Scripts Holding Company
ESRX
$598K 0.05%
9,683
-10,614
-52% -$686K
BRCM
149
DELISTED
BROADCOM CORP CL-A
BRCM
$598K 0.05%
22,931
-14,467
-39% -$408K
ABT icon
150
Abbott
ABT
$187B
$594K 0.05%
17,940
-390
-2% -$13.7K
4 5
6
7 8

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L7C
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SWP
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SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.