SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.77%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.49B
AUM Growth
+$1.49B
Cap. Flow
-$41.4M
Cap. Flow %
-2.78%
Top 10 Hldgs %
25.08%
Holding
323
New
5
Increased
60
Reduced
18
Closed
18

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$14.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$13.4M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$3.25M
4
IBB icon
iShares Biotechnology ETF
IBB
$2.52M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$1.83M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$28.3M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.34M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.16M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$4.97M
5
IYW icon
iShares US Technology ETF
IYW
$4.2M

Sector Composition

1 Technology 0.75%
2 Healthcare 0.46%
3 Financials 0.45%
4 Consumer Discretionary 0.31%
5 Communication Services 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MS icon
101
Morgan Stanley
MS
$237B
$223K 0.02%
2,849
+6
+0.2% +$470
AIG icon
102
American International
AIG
$45.1B
$221K 0.01%
4,633
– –
NKE icon
103
Nike
NKE
$110B
$221K 0.01%
2,665
+5
+0.2% +$415
DHI icon
104
D.R. Horton
DHI
$51.3B
$220K 0.01%
3,260
– –
NOC icon
105
Northrop Grumman
NOC
$83.2B
$220K 0.01%
470
– –
PRU icon
106
Prudential Financial
PRU
$37.8B
$215K 0.01%
2,504
+7
+0.3% +$601
KEY icon
107
KeyCorp
KEY
$20.8B
$212K 0.01%
13,219
+18
+0.1% +$289
UPS icon
108
United Parcel Service
UPS
$72.3B
$212K 0.01%
1,319
– –
NOW icon
109
ServiceNow
NOW
$191B
$208K 0.01%
551
– –
BA icon
110
Boeing
BA
$176B
$205K 0.01%
1,692
+3
+0.2% +$363
ADP icon
111
Automatic Data Processing
ADP
$121B
$203K 0.01%
+899
New +$203K
INTU icon
112
Intuit
INTU
$187B
$202K 0.01%
518
– –
CMI icon
113
Cummins
CMI
$54B
$200K 0.01%
+972
New +$200K
MSI icon
114
Motorola Solutions
MSI
$79B
$200K 0.01%
+889
New +$200K
CLF icon
115
Cleveland-Cliffs
CLF
$5.18B
$162K 0.01%
11,984
– –
SKIN icon
116
The Beauty Health Co
SKIN
$254M
$144K 0.01%
12,330
+30
+0.2% +$350
AVGOP
117
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-18,615
Closed -$28.3M
SWT
118
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-27,000
Closed -$1.82M
ELAT
119
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-110,295
Closed -$3.52M
APTV.PRA
120
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
– –
-67,755
Closed -$7.16M
PXD
121
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,891
Closed -$421K
SOLN
122
DELISTED
The Southern Company
SOLN
– –
-55,975
Closed -$2.96M
NEE.PRO
123
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-56,095
Closed -$3.16M
ASHR icon
124
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
– –
-14,687
Closed -$503K
BKR icon
125
Baker Hughes
BKR
$44.4B
– –
-6,971
Closed -$201K
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5
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