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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.49B
AUM Growth
-$101M
Cap. Flow
-$1.14B
Cap. Flow %
-76.74%
Top 10 Hldgs %
25.08%
Holding
302
New
5
Increased
60
Reduced
18
Closed
18

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$15.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.43M
4
IBB icon
iShares Biotechnology ETF
IBB
+$2.68M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$1.98M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$28.3M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$8.55M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.16M
4
IYW icon
iShares US Technology ETF
IYW
+$4.85M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.55M

Sector Composition

Rank Sector Weight
1 Technology 0.75%
2 Healthcare 0.46%
3 Financials 0.45%
4 Consumer Discretionary 0.31%
5 Communication Services 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
101
Morgan Stanley
MS
$337B
$223K 0.02%
2,849
+6
+0.2% +$506
AIG icon
102
American International
AIG
$40.3B
$221K 0.01%
4,633
– –
NKE icon
103
Nike
NKE
$61.2B
$221K 0.01%
2,665
+5
+0.2% +$538
DHI icon
104
D.R. Horton
DHI
$41.5B
$220K 0.01%
3,260
– –
NOC icon
105
Northrop Grumman
NOC
$82.2B
$220K 0.01%
470
– –
PRU icon
106
Prudential Financial
PRU
$41.9B
$215K 0.01%
2,504
+7
+0.3% +$674
KEY icon
107
KeyCorp
KEY
$24.2B
$212K 0.01%
13,219
+18
+0.1% +$322
UPS icon
108
United Parcel Service
UPS
$89B
$212K 0.01%
1,319
– –
NOW icon
109
ServiceNow
NOW
$132B
$208K 0.01%
2,755
– –
BA icon
110
Boeing
BA
$186B
$205K 0.01%
1,692
+3
+0.2% +$460
ADP icon
111
Automatic Data Processing
ADP
$108B
$203K 0.01%
+899
New +$212K
INTU icon
112
Intuit
INTU
$91.5B
$202K 0.01%
518
– –
CMI icon
113
Cummins
CMI
$89B
$200K 0.01%
+972
New +$207K
MSI icon
114
Motorola Solutions
MSI
$77.6B
$200K 0.01%
+889
New +$210K
CLF icon
115
Cleveland-Cliffs
CLF
$7.3B
$162K 0.01%
11,984
– –
SKIN icon
116
SkinHealth Systems
SKIN
$84.4M
$144K 0.01%
12,330
+30
+0.2% +$379
ASHR icon
117
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
– –
-14,687
Closed -$503K
BKR icon
118
Baker Hughes
BKR
$64B
– –
-6,971
Closed -$201K
FTGC icon
119
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
– –
-115,796
Closed -$3.1M
GLDM icon
120
SPDR Gold MiniShares Trust
GLDM
$30B
– –
-64,928
Closed -$2.33M
IYM icon
121
iShares US Basic Materials ETF
IYM
$1.03B
– –
-1,729
Closed -$202K
LH icon
122
Labcorp
LH
$26.2B
– –
-1,115
Closed -$225K
LUV icon
123
Southwest Airlines
LUV
$22.4B
– –
-5,593
Closed -$204K
QCOM icon
124
Qualcomm
QCOM
$172B
– –
-1,729
Closed -$221K
REM icon
125
iShares Mortgage Real Estate ETF
REM
$541M
– –
-8,288
Closed -$222K
2 3 4
5
6

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ESBC
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WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, SSI Investment Management held 302 positions worth $1.49B, down 6.4% from $1.59B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.14B in Q3 2022, closing 18 positions and reducing 18 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $28.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.75% of assets, up from 0.75% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in iShares Biotechnology ETF worth $2.52M.

  • SSI Investment Management's largest Q3 2022 buy was iShares Biotechnology ETF: 21,577 shares worth $2.52M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2022, an estimated $15.2M increase.
  • SSI Investment Management's biggest Q3 2022 reduction was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, cutting an estimated $8.55M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $28.3M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.49B portfolio in Q3 2022.
  • SSI Investment Management opened 5 new positions and closed 18 in Q3 2022.
  • SSI Investment Management's portfolio value fell 6.4% quarter-over-quarter to $1.49B.

Based on SSI Investment Management's 13F filing for Q3 2022, filed 4 Nov 2022.