We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
101
ServiceNow
NOW
$132B
$357K 0.02%
2,755
– –
PXD
102
DELISTED
Pioneer Natural Resource Co.
PXD
$347K 0.02%
1,910
-5
-0.3% -$920
WMT icon
103
Walmart Inc
WMT
$897B
$346K 0.02%
7,143
-15
-0.2% -$716
BA icon
104
Boeing
BA
$184B
$344K 0.02%
1,708
-5
-0.3% -$1.06K
TSM icon
105
TSMC
TSM
$2.17T
$341K 0.02%
2,831
-5
-0.2% -$586
GM icon
106
General Motors
GM
$77.2B
$338K 0.02%
5,771
-15
-0.3% -$876
INTU icon
107
Intuit
INTU
$91.5B
$336K 0.02%
523
– –
MDT icon
108
Medtronic
MDT
$114B
$334K 0.02%
3,221
-5
-0.2% -$579
FWONK icon
109
Liberty Media Series C
FWONK
$25.8B
$333K 0.02%
5,438
-16
-0.3% -$898
MU icon
110
Micron Technology
MU
$972B
$328K 0.02%
3,527
-10
-0.3% -$781
LOW icon
111
Lowe's Companies
LOW
$123B
$326K 0.02%
1,261
– –
QCOM icon
112
Qualcomm
QCOM
$170B
$319K 0.02%
1,750
-5
-0.3% -$800
ORLY icon
113
O'Reilly Automotive
ORLY
$75.3B
$312K 0.02%
6,660
– –
MRVL icon
114
Marvell Technology
MRVL
$187B
$308K 0.02%
3,519
-10
-0.3% -$747
LH icon
115
Labcorp
LH
$26.1B
$305K 0.02%
1,130
– –
LPLA icon
116
LPL Financial
LPLA
$29.3B
$305K 0.02%
1,904
-5
-0.3% -$825
DOV icon
117
Dover
DOV
$28.3B
$296K 0.02%
1,631
-5
-0.3% -$848
CVS icon
118
CVS Health
CVS
$122B
$294K 0.02%
2,847
-5
-0.2% -$462
MS icon
119
Morgan Stanley
MS
$338B
$291K 0.02%
2,961
-5
-0.2% -$498
LIN icon
120
Linde
LIN
$227B
$287K 0.02%
831
– –
REM icon
121
iShares Mortgage Real Estate ETF
REM
$538M
$287K 0.02%
8,302
-6,061
-42% -$221K
UPS icon
122
United Parcel Service
UPS
$89.1B
$286K 0.02%
1,333
– –
DKS icon
123
Dick's Sporting Goods
DKS
$19.2B
$282K 0.02%
2,449
-5
-0.2% -$599
SLB icon
124
SLB Ltd
SLB
$78.9B
$279K 0.02%
9,280
-25
-0.3% -$788
MSI icon
125
Motorola Solutions
MSI
$76.5B
$276K 0.02%
1,014
+112
+12% +$28.2K
3 4
5
6 7

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.