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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.4B
AUM Growth
+$242M
Cap. Flow
-$892M
Cap. Flow %
-63.63%
Top 10 Hldgs %
33.63%
Holding
290
New
25
Increased
17
Reduced
68
Closed
11

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.95M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$4.51M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.35M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.08M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.1M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.05M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.73M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
101
D.R. Horton
DHI
$41B
$227K 0.02%
3,285
-2
-0.1% -$146
FWONK icon
102
Liberty Media Series C
FWONK
$25.8B
$227K 0.02%
+5,483
New +$212K
UPS icon
103
United Parcel Service
UPS
$89.1B
$224K 0.02%
+1,329
New +$224K
CMI icon
104
Cummins
CMI
$87.4B
$223K 0.02%
985
– –
PH icon
105
Parker-Hannifin
PH
$134B
$223K 0.02%
+818
New +$203K
MMM icon
106
3M
MMM
$93.9B
$221K 0.02%
1,503
-2
-0.1% -$284
NCLH icon
107
Norwegian Cruise Line
NCLH
$8.52B
$220K 0.02%
+8,575
New +$179K
SGI
108
Somnigroup International
SGI
$13.6B
$219K 0.02%
+8,113
New +$198K
APD icon
109
Air Products & Chemicals
APD
$68.6B
$218K 0.02%
789
-482
-38% -$136K
CTAC.U
110
DELISTED
Cerberus Telecom Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
CTAC.U
$214K 0.02%
+20,000
New +$204K
ITW icon
111
Illinois Tool Works
ITW
$83.9B
$212K 0.02%
1,031
-2
-0.2% -$409
IYR icon
112
iShares US Real Estate ETF
IYR
$4.52B
$212K 0.02%
+2,477
New +$206K
CE icon
113
Celanese
CE
$4.88B
$209K 0.01%
+1,608
New +$200K
CONXU
114
DELISTED
CONX Corp. Unit
CONXU
$209K 0.01%
+20,000
New +$203K
FPAC.U
115
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
$208K 0.01%
+20,000
New +$205K
MAPS
116
DELISTED
WM TECHNOLOGY INC A
MAPS
$205K 0.01%
+15,840
New +$171K
LOW icon
117
Lowe's Companies
LOW
$123B
$204K 0.01%
1,267
-2
-0.2% -$325
WTW icon
118
Willis Towers Watson
WTW
$31.9B
$204K 0.01%
959
– –
ORLY icon
119
O'Reilly Automotive
ORLY
$74.6B
$201K 0.01%
6,660
– –
IYM icon
120
iShares US Basic Materials ETF
IYM
$1.03B
$200K 0.01%
+1,762
New +$188K
ARCC icon
121
Ares Capital
ARCC
$14.3B
$175K 0.01%
10,424
-10
-0.1% -$155
MCS icon
122
Marcus Corp
MCS
$921M
$150K 0.01%
11,057
-10
-0.1% -$101
ACACU
123
DELISTED
Acies Acquisition Corp Unit
ACACU
$107K 0.01%
+10,000
New +$102K
EMPW.U
124
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$104K 0.01%
+10,000
New +$100K
AMD icon
125
Advanced Micro Devices
AMD
$767B
– –
-3,651
Closed -$298K
2 3 4
5
6

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SSI Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, SSI Investment Management held 290 positions worth $1.4B, up 21% from $1.16B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

SSI Investment Management withdrew a net $892M in Q4 2020, closing 11 positions and reducing 68 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.92% of assets, down from 1% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Elanco Animal Health Incorporated 5.00% Tangible Equity Units worth $4.33M.

  • SSI Investment Management's largest Q4 2020 buy was Elanco Animal Health Incorporated 5.00% Tangible Equity Units: 91,050 shares worth $4.33M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q4 2020, an estimated $4.95M increase.
  • SSI Investment Management's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.05M.
  • SSI Investment Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $18.3M.
  • SSI Investment Management's ten largest holdings make up 34% of its $1.4B portfolio in Q4 2020.
  • SSI Investment Management opened 25 new positions and closed 11 in Q4 2020.
  • SSI Investment Management's portfolio value rose 21% quarter-over-quarter to $1.4B.

Based on SSI Investment Management's 13F filing for Q4 2020, filed 11 Feb 2021.