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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
-$887M
Cap. Flow %
-76.53%
Top 10 Hldgs %
30.64%
Holding
270
New
16
Increased
8
Reduced
80
Closed
11

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.31M
2
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
+$2.83M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.77M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.24M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.08M

Top Sells

Rank Stock Value
1
CTRA
Coterra Energy
CTRA
+$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$14M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.09M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.42M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRPT icon
101
Sarepta Therapeutics
SRPT
$1.81B
$204K 0.02%
1,439
-40
-3% -$6.08K
MMM icon
102
3M
MMM
$93.9B
$203K 0.02%
1,505
-35
-2% -$4.71K
URI icon
103
United Rentals
URI
$70.8B
$202K 0.02%
+1,150
New +$193K
AMAT icon
104
Applied Materials
AMAT
$415B
$201K 0.02%
3,370
-95
-3% -$5.87K
ITW icon
105
Illinois Tool Works
ITW
$83.9B
$201K 0.02%
+1,033
New +$196K
WTW icon
106
Willis Towers Watson
WTW
$31.9B
$201K 0.02%
+959
New +$196K
XLE icon
107
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$200K 0.02%
13,420
– –
ARCC icon
108
Ares Capital
ARCC
$14.3B
$146K 0.01%
10,434
-765
-7% -$10.9K
MCS icon
109
Marcus Corp
MCS
$921M
$84K 0.01%
+11,067
New +$149K
BMRN icon
110
BioMarin Pharmaceuticals
BMRN
$13.3B
– –
-2,149
Closed -$265K
CTRA
111
DELISTED
Coterra Energy
CTRA
– –
-5,600
Closed -$32M
FTCS icon
112
First Trust Capital Strength ETF
FTCS
$7.99B
– –
-159,147
Closed -$2.93M
GILD icon
113
Gilead Sciences
GILD
$165B
– –
-3,130
Closed -$240K
IBM icon
114
IBM
IBM
$223B
– –
-2,075
Closed -$241K
IYR icon
115
iShares US Real Estate ETF
IYR
$4.52B
– –
-14,047
Closed -$1.11M
RTX icon
116
RTX Corp
RTX
$302B
– –
-6,601
Closed -$406K
TJX icon
117
TJX Companies
TJX
$175B
– –
-5,878
Closed -$298K
SPLK
118
DELISTED
Splunk Inc
SPLK
– –
-1,334
Closed -$267K
QTS.PRB
119
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-16,855
Closed -$2.4M
CCI.PRA
120
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-9,406
Closed -$14M
1 2 3 4
5

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WJA
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OMC
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CC
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II
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RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
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VCM
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SSI Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, SSI Investment Management held 270 positions worth $1.16B, up 1.5% from $1.14B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SSI Investment Management withdrew a net $887M in Q3 2020, closing 11 positions and reducing 80 holdings. Its most notable exit was Coterra Energy, an estimated $32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $4.33M.

  • SSI Investment Management's largest Q3 2020 buy was First Trust Preferred Securities and Income ETF: 225,705 shares worth $4.33M.
  • SSI Investment Management added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2020, an estimated $2.24M increase.
  • SSI Investment Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $7.09M.
  • SSI Investment Management fully exited Coterra Energy in Q3 2020, selling an estimated $32M.
  • SSI Investment Management's ten largest holdings make up 31% of its $1.16B portfolio in Q3 2020.
  • SSI Investment Management opened 16 new positions and closed 11 in Q3 2020.
  • SSI Investment Management's portfolio value rose 1.5% quarter-over-quarter to $1.16B.

Based on SSI Investment Management's 13F filing for Q3 2020, filed 16 Nov 2020.