SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Est. Return 4.23%
This Quarter Est. Return
1 Year Est. Return
+4.23%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
281
New
Increased
Reduced
Closed

Top Buys

1
+$4.33M
2
+$2.84M
3
+$2.83M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.19M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.16M

Top Sells

1
+$32M
2
+$14M
3
+$7.37M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.43M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.47M

Sector Composition

1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$204K 0.02%
1,439
-40
102
$203K 0.02%
1,505
-35
103
$202K 0.02%
+1,150
104
$201K 0.02%
3,370
-95
105
$201K 0.02%
+1,033
106
$201K 0.02%
+959
107
$200K 0.02%
6,710
108
$146K 0.01%
10,434
-765
109
$84K 0.01%
+11,067
110
– –
-2,149
111
– –
-5,600
112
– –
-159,147
113
– –
-3,130
114
– –
-2,075
115
– –
-14,047
116
– –
-6,601
117
– –
-5,878
118
– –
-1,334
119
– –
-16,855
120
– –
-9,406
1 2 3 4
5