SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+4%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.14B
AUM Growth
+$1.14B
Cap. Flow
-$103M
Cap. Flow %
-9.01%
Top 10 Hldgs %
26.98%
Holding
278
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

1
CTRA icon
Coterra Energy
CTRA
$32M
2
IWM icon
iShares Russell 2000 ETF
IWM
$4.36M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$4.14M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$3.22M
5
SWT
Stanley Black & Decker, Inc.
SWT
$3.19M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$25.5M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$23M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$22.5M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$10.1M

Sector Composition

1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MMM icon
101
3M
MMM
$82.8B
$201K 0.02% +1,288 New +$201K
ETN icon
102
Eaton
ETN
$136B
$200K 0.02% +2,265 New +$200K
ARCC icon
103
Ares Capital
ARCC
$15.8B
$161K 0.01% 11,199 -139 -1% -$2K
BLMN icon
104
Bloomin' Brands
BLMN
$625M
$161K 0.01% +15,065 New +$161K
CVX icon
105
Chevron
CVX
$324B
– – -3,302 Closed -$240K
IYH icon
106
iShares US Healthcare ETF
IYH
$2.75B
– – -12,993 Closed -$2.44M
ELAT
107
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– – -101,920 Closed -$4.19M
AVGOP
108
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– – -24,029 Closed -$22.5M
AVTR.PRA
109
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– – -107,938 Closed -$4.85M
ENR.PRA
110
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– – -39,765 Closed -$2.7M
FTV.PRA
111
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– – -7,727 Closed -$5.65M
SWP
112
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– – -18,250 Closed -$1.33M
BDXA
113
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– – -267,120 Closed -$14.7M
RTN
114
DELISTED
Raytheon Company
RTN
– – -2,086 Closed -$274K
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