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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.14B
AUM Growth
+$7.6M
Cap. Flow
-$845M
Cap. Flow %
-73.98%
Top 10 Hldgs %
26.98%
Holding
256
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.26M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$4.14M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$3.13M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.9M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$26.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$23.2M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$22.4M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$10.6M

Sector Composition

Rank Sector Weight
1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
101
3M
MMM
$93.9B
$201K 0.02%
+1,540
New +$194K
ETN icon
102
Eaton
ETN
$173B
$200K 0.02%
+2,265
New +$186K
ARCC icon
103
Ares Capital
ARCC
$14.3B
$161K 0.01%
11,199
-139
-1% -$1.88K
BLMN icon
104
Bloomin' Brands
BLMN
$944M
$161K 0.01%
+15,065
New +$156K
CVX icon
105
Chevron
CVX
$382B
– –
-3,302
Closed -$240K
IYH icon
106
iShares US Healthcare ETF
IYH
$3.77B
– –
-64,965
Closed -$2.44M
ELAT
107
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-101,920
Closed -$4.19M
AVGOP
108
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-24,029
Closed -$22.4M
AVTR.PRA
109
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-107,938
Closed -$4.85M
ENR.PRA
110
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-39,765
Closed -$2.7M
FTV.PRA
111
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
-7,727
Closed -$5.65M
SWP
112
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
– –
-18,250
Closed -$1.33M
BDXA
113
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-267,120
Closed -$14.7M
RTN
114
DELISTED
Raytheon Company
RTN
– –
-2,086
Closed -$274K
1 2 3 4
5

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II
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SSI Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, SSI Investment Management held 256 positions worth $1.14B, up 0.67% from $1.13B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SSI Investment Management withdrew a net $845M in Q2 2020, closing 10 positions and reducing 74 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 0.02% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in iShares Russell 2000 ETF worth $4.36M.

  • SSI Investment Management's largest Q2 2020 buy was iShares Russell 2000 ETF: 30,468 shares worth $4.36M.
  • SSI Investment Management added most to First Trust Capital Strength ETF in Q2 2020, an estimated $6.26M increase.
  • SSI Investment Management's biggest Q2 2020 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $26.3M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q2 2020, selling an estimated $22.4M.
  • SSI Investment Management's ten largest holdings make up 27% of its $1.14B portfolio in Q2 2020.
  • SSI Investment Management opened 18 new positions and closed 10 in Q2 2020.
  • SSI Investment Management's portfolio value rose 0.67% quarter-over-quarter to $1.14B.

Based on SSI Investment Management's 13F filing for Q2 2020, filed 12 Aug 2020.