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SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
101
Becton Dickinson
BDX
$49B
– –
-857
Closed -$228K
BNY
102
Bank of New York Mellon
BNY
$109B
– –
-4,014
Closed -$202K
BKNG icon
103
Booking.com
BKNG
$160B
– –
-3,000
Closed -$246K
CB icon
104
Chubb
CB
$134B
– –
-1,315
Closed -$205K
COP icon
105
ConocoPhillips
COP
$151B
– –
-3,099
Closed -$203K
CVS icon
106
CVS Health
CVS
$120B
– –
-3,068
Closed -$228K
DAL icon
107
Delta Air Lines
DAL
$59.2B
– –
-5,619
Closed -$329K
ETN icon
108
Eaton
ETN
$179B
– –
-2,471
Closed -$233K
HYLB icon
109
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
– –
-5,089
Closed -$205K
IEMG icon
110
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-9,501
Closed -$512K
ITW icon
111
Illinois Tool Works
ITW
$83.6B
– –
-1,215
Closed -$218K
IYM icon
112
iShares US Basic Materials ETF
IYM
$1.03B
– –
-3,900
Closed -$384K
MMM icon
113
3M
MMM
$94.5B
– –
-1,594
Closed -$237K
NOC icon
114
Northrop Grumman
NOC
$81.5B
– –
-581
Closed -$200K
PM icon
115
Philip Morris
PM
$288B
– –
-2,416
Closed -$206K
PNC icon
116
PNC Financial Services
PNC
$101B
– –
-1,576
Closed -$250K
PSX icon
117
Phillips 66
PSX
$88.6B
– –
-2,066
Closed -$230K
RTX icon
118
RTX Corp
RTX
$301B
– –
-2,986
Closed -$281K
RVTY icon
119
Revvity
RVTY
$12.9B
– –
-2,282
Closed -$223K
SRPT icon
120
Sarepta Therapeutics
SRPT
$1.89B
– –
-1,549
Closed -$201K
TBF icon
121
ProShares Short 20+ Year Treasury ETF
TBF
$106M
– –
-111,150
Closed -$2.18M
TBT icon
122
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
– –
-62,275
Closed -$1.65M
TFC icon
123
Truist Financial
TFC
$63.6B
– –
-3,959
Closed -$224K
TXN icon
124
Texas Instruments
TXN
$258B
– –
-3,189
Closed -$408K
URI icon
125
United Rentals
URI
$71.7B
– –
-1,276
Closed -$212K
2 3 4
5
6

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OMC
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II
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PAIM
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VCM
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SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.