We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.5B
AUM Growth
+$129M
Cap. Flow
-$880M
Cap. Flow %
-58.61%
Top 10 Hldgs %
22.48%
Holding
298
New
20
Increased
24
Reduced
84
Closed
6

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$23.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.6M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$10.7M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.61M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.11M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.07M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$5.38M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.65M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.58M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$769K

Sector Composition

Rank Sector Weight
1 Utilities 0.87%
2 Technology 0.66%
3 Financials 0.62%
4 Healthcare 0.48%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
101
IBM
IBM
$224B
$272K 0.02%
2,128
-93
-4% -$12.1K
LMT icon
102
Lockheed Martin
LMT
$136B
$272K 0.02%
691
-3
-0.4% -$1.15K
ACN icon
103
Accenture
ACN
$108B
$269K 0.02%
1,275
-6
-0.5% -$1.17K
BA icon
104
Boeing
BA
$185B
$269K 0.02%
823
-3
-0.4% -$1.06K
PXD
105
DELISTED
Pioneer Natural Resource Co.
PXD
$253K 0.02%
1,666
-374
-18% -$49.8K
PNC icon
106
PNC Financial Services
PNC
$101B
$250K 0.02%
1,576
-7
-0.4% -$1.05K
BKNG icon
107
Booking.com
BKNG
$161B
$246K 0.02%
3,000
-25
-0.8% -$1.96K
APH icon
108
Amphenol
APH
$209B
$244K 0.02%
9,100
-32
-0.4% -$817
MMM icon
109
3M
MMM
$94.3B
$237K 0.02%
1,594
-9
-0.6% -$1.26K
ETN icon
110
Eaton
ETN
$174B
$233K 0.02%
2,471
-8
-0.3% -$710
NOW icon
111
ServiceNow
NOW
$129B
$230K 0.02%
4,100
-15
-0.4% -$790
PSX icon
112
Phillips 66
PSX
$81.4B
$230K 0.02%
2,066
-8
-0.4% -$899
BDX icon
113
Becton Dickinson
BDX
$48.2B
$228K 0.02%
857
-3
-0.3% -$748
CVS icon
114
CVS Health
CVS
$122B
$228K 0.02%
+3,068
New +$215K
TFC icon
115
Truist Financial
TFC
$64B
$224K 0.01%
+3,959
New +$214K
RVTY icon
116
Revvity
RVTY
$12.8B
$223K 0.01%
+2,282
New +$204K
ITW icon
117
Illinois Tool Works
ITW
$84.5B
$218K 0.01%
+1,215
New +$206K
USB icon
118
US Bancorp
USB
$99.6B
$218K 0.01%
3,666
-11
-0.3% -$636
AMAT icon
119
Applied Materials
AMAT
$428B
$216K 0.01%
+3,504
New +$197K
ARCC icon
120
Ares Capital
ARCC
$14.4B
$213K 0.01%
11,460
-31
-0.3% -$576
URI icon
121
United Rentals
URI
$72.4B
$212K 0.01%
+1,276
New +$185K
GILD icon
122
Gilead Sciences
GILD
$165B
$207K 0.01%
3,231
-12
-0.4% -$781
PM icon
123
Philip Morris
PM
$295B
$206K 0.01%
+2,416
New +$199K
CB icon
124
Chubb
CB
$135B
$205K 0.01%
1,315
-5
-0.4% -$765
HYLB icon
125
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$205K 0.01%
5,089
-129
-2% -$5.15K
2 3 4
5
6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, SSI Investment Management held 298 positions worth $1.5B, up 9.4% from $1.37B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $880M in Q4 2019, closing 6 positions and reducing 84 holdings. Its most notable exit was D.R. Horton, an estimated $318K position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.87% of assets, down from 0.95% a quarter earlier, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $24.1M.

  • SSI Investment Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 20,639 shares worth $24.1M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $15.6M increase.
  • SSI Investment Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.07M.
  • SSI Investment Management fully exited D.R. Horton in Q4 2019, selling an estimated $318K.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.5B portfolio in Q4 2019.
  • SSI Investment Management opened 20 new positions and closed 6 in Q4 2019.
  • SSI Investment Management's portfolio value rose 9.4% quarter-over-quarter to $1.5B.

Based on SSI Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.