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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.37B
AUM Growth
+$27.2M
Cap. Flow
-$893M
Cap. Flow %
-65.05%
Top 10 Hldgs %
21.59%
Holding
299
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$12.8M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.16M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.18M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.19M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$3.83M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.58M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.25M

Sector Composition

Rank Sector Weight
1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
101
Amphenol
APH
$209B
$220K 0.02%
9,132
-4
-0% -$92
MMM icon
102
3M
MMM
$94.3B
$220K 0.02%
1,603
– –
NOC icon
103
Northrop Grumman
NOC
$81.2B
$219K 0.02%
+583
New +$206K
ARCC icon
104
Ares Capital
ARCC
$14.4B
$214K 0.02%
11,491
-6
-0.1% -$111
CB icon
105
Chubb
CB
$135B
$213K 0.02%
+1,320
New +$204K
BDX icon
106
Becton Dickinson
BDX
$48.2B
$212K 0.02%
860
– –
DLTR icon
107
Dollar Tree
DLTR
$25.2B
$212K 0.02%
1,857
– –
PSX icon
108
Phillips 66
PSX
$81.4B
$212K 0.02%
+2,074
New +$208K
STI
109
DELISTED
SunTrust Banks, Inc.
STI
$211K 0.02%
+3,073
New +$197K
HYLB icon
110
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
$209K 0.02%
5,218
– –
NOW icon
111
ServiceNow
NOW
$129B
$209K 0.02%
4,115
– –
IYE icon
112
iShares US Energy ETF
IYE
$1.7B
$208K 0.02%
6,550
– –
ETN icon
113
Eaton
ETN
$174B
$206K 0.02%
2,479
-1
-0% -$81
GILD icon
114
Gilead Sciences
GILD
$165B
$206K 0.02%
3,243
-3
-0.1% -$196
USB icon
115
US Bancorp
USB
$99.6B
$203K 0.01%
+3,677
New +$199K
OPTU
116
Optimum Communications Inc
OPTU
$301M
$202K 0.01%
+7,036
New +$192K
GE icon
117
GE Aerospace
GE
$384B
$107K 0.01%
2,400
-2
-0.1% -$94
ASML icon
118
ASML
ASML
$669B
– –
-1,021
Closed -$212K
EEMV icon
119
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-10,922
Closed -$644K
LH icon
120
Labcorp
LH
$25.9B
– –
-1,340
Closed -$201K
NFLX icon
121
Netflix
NFLX
$309B
– –
-8,340
Closed -$307K
PH icon
122
Parker-Hannifin
PH
$135B
– –
-1,320
Closed -$227K
RVTY icon
123
Revvity
RVTY
$12.8B
– –
-2,291
Closed -$223K
SRPT icon
124
Sarepta Therapeutics
SRPT
$1.77B
– –
-1,556
Closed -$237K
TLT icon
125
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-18,416
Closed -$2.45M
2 3 4
5
6

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, SSI Investment Management held 299 positions worth $1.37B, up 2% from $1.35B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $893M in Q3 2019, closing 12 positions and reducing 65 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.95% of assets, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in The Southern Company worth $13M.

  • SSI Investment Management's largest Q3 2019 buy was The Southern Company: 243,255 shares worth $13M.
  • SSI Investment Management added most to Dominion Energy, Inc. 2019 Series A Corporate Units in Q3 2019, an estimated $8.18M increase.
  • SSI Investment Management's biggest Q3 2019 reduction was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, cutting an estimated $3.58M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $10.8M.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.37B portfolio in Q3 2019.
  • SSI Investment Management opened 11 new positions and closed 12 in Q3 2019.
  • SSI Investment Management's portfolio value rose 2% quarter-over-quarter to $1.37B.

Based on SSI Investment Management's 13F filing for Q3 2019, filed 12 Nov 2019.