SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.11%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.07B
AUM Growth
+$1.07B
Cap. Flow
+$13.7M
Cap. Flow %
1.29%
Top 10 Hldgs %
22.62%
Holding
315
New
5
Increased
14
Reduced
74
Closed
32

Top Buys

1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$7M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.97M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$6.61M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.92M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.97M

Top Sells

1
HES.PRA
Hess Corporation
HES.PRA
$4.35M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$3.02M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$1.49M

Sector Composition

1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CVS icon
101
CVS Health
CVS
$93B
$204K 0.02%
+3,101
New +$204K
ARCC icon
102
Ares Capital
ARCC
$15.7B
$181K 0.02%
11,576
-34
-0.3% -$532
GE icon
103
GE Aerospace
GE
$293B
$92K 0.01%
12,089
-4,599
-28% -$35K
ATVI
104
DELISTED
Activision Blizzard Inc.
ATVI
– –
-3,467
Closed -$287K
AGN
105
DELISTED
Allergan plc
AGN
– –
-1,186
Closed -$228K
ETFC
106
DELISTED
E*Trade Financial Corporation
ETFC
– –
-4,157
Closed -$218K
RPT.PRD
107
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
– –
-18,912
Closed -$1.01M
PXD
108
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,196
Closed -$209K
XRT icon
109
SPDR S&P Retail ETF
XRT
$428M
– –
-4,718
Closed -$240K
VFC icon
110
VF Corp
VFC
$5.79B
– –
-2,431
Closed -$228K
TPR icon
111
Tapestry
TPR
$21.7B
– –
-4,105
Closed -$207K
SLB icon
112
Schlumberger
SLB
$52.2B
– –
-3,476
Closed -$212K
RVTY icon
113
Revvity
RVTY
$9.68B
– –
-2,313
Closed -$225K
PNC icon
114
PNC Financial Services
PNC
$80.7B
– –
-1,598
Closed -$219K
PM icon
115
Philip Morris
PM
$254B
– –
-2,446
Closed -$200K
OXY icon
116
Occidental Petroleum
OXY
$45.6B
– –
-3,055
Closed -$251K
MPC icon
117
Marathon Petroleum
MPC
$54.4B
– –
-2,975
Closed -$239K
LRCX icon
118
Lam Research
LRCX
$124B
– –
-1,981
Closed -$302K
LMT icon
119
Lockheed Martin
LMT
$105B
– –
-698
Closed -$241K
LH icon
120
Labcorp
LH
$22.8B
– –
-1,161
Closed -$203K
GS icon
121
Goldman Sachs
GS
$221B
– –
-898
Closed -$202K
FTXO icon
122
First Trust Nasdaq Bank ETF
FTXO
$242M
– –
-95,810
Closed -$2.67M
FTSL icon
123
First Trust Senior Loan Fund ETF
FTSL
$2.4B
– –
-57,713
Closed -$2.77M
FPE icon
124
First Trust Preferred Securities and Income ETF
FPE
$6.09B
– –
-77,735
Closed -$1.49M
FDN icon
125
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.23B
– –
-7,205
Closed -$1.02M
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