We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.07B
AUM Growth
-$229M
Cap. Flow
-$848M
Cap. Flow %
-79.3%
Top 10 Hldgs %
22.62%
Holding
289
New
5
Increased
13
Reduced
75
Closed
32

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.08M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.93M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.83M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$5.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
101
RTX Corp
RTX
$301B
$204K 0.02%
3,027
-13
-0.4% -$1.02K
ARCC icon
102
Ares Capital
ARCC
$14.4B
$181K 0.02%
11,576
-34
-0.3% -$562
GE icon
103
GE Aerospace
GE
$384B
$92K 0.01%
2,523
-959
-28% -$43.3K
ACN icon
104
Accenture
ACN
$108B
– –
-1,291
Closed -$222K
BDX icon
105
Becton Dickinson
BDX
$48.2B
– –
-866
Closed -$222K
BIIB icon
106
Biogen
BIIB
$30.7B
– –
-638
Closed -$223K
BKLN icon
107
Invesco Senior Loan ETF
BKLN
$6.74B
– –
-9,413
Closed -$218K
COP icon
108
ConocoPhillips
COP
$141B
– –
-5,057
Closed -$392K
CRM icon
109
Salesforce
CRM
$158B
– –
-1,415
Closed -$226K
DD icon
110
DuPont de Nemours
DD
$19.2B
– –
-1,304
Closed -$213K
DFS
111
DELISTED
Discover Financial Services
DFS
– –
-2,745
Closed -$209K
EOG icon
112
EOG Resources
EOG
$70.7B
– –
-1,614
Closed -$206K
ETN icon
113
Eaton
ETN
$174B
– –
-2,504
Closed -$217K
FDN icon
114
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-7,205
Closed -$1.02M
FPE icon
115
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-77,735
Closed -$1.49M
FTSL icon
116
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-57,713
Closed -$2.77M
FTXO icon
117
First Trust Nasdaq Bank ETF
FTXO
$315M
– –
-95,810
Closed -$2.67M
GS icon
118
Goldman Sachs
GS
$303B
– –
-898
Closed -$202K
LH icon
119
Labcorp
LH
$25.9B
– –
-1,351
Closed -$203K
LMT icon
120
Lockheed Martin
LMT
$136B
– –
-698
Closed -$241K
LRCX icon
121
Lam Research
LRCX
$390B
– –
-19,810
Closed -$302K
MPC icon
122
Marathon Petroleum
MPC
$83.7B
– –
-2,975
Closed -$239K
OXY icon
123
Occidental Petroleum
OXY
$55.9B
– –
-3,055
Closed -$251K
PM icon
124
Philip Morris
PM
$295B
– –
-2,446
Closed -$200K
PNC icon
125
PNC Financial Services
PNC
$101B
– –
-1,598
Closed -$219K
2 3 4
5
6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, SSI Investment Management held 289 positions worth $1.07B, down 18% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $848M in Q4 2018, closing 32 positions and reducing 75 holdings. Its most notable exit was First Trust Senior Loan Fund ETF, an estimated $2.77M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.63% of assets, down from 0.66% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $7M.

  • SSI Investment Management's largest Q4 2018 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 146,230 shares worth $7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $5.83M increase.
  • SSI Investment Management's biggest Q4 2018 reduction was Hess Corporation, cutting an estimated $5.59M.
  • SSI Investment Management fully exited First Trust Senior Loan Fund ETF in Q4 2018, selling an estimated $2.77M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.07B portfolio in Q4 2018.
  • SSI Investment Management opened 5 new positions and closed 32 in Q4 2018.
  • SSI Investment Management's portfolio value fell 18% quarter-over-quarter to $1.07B.

Based on SSI Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.