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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.3B
AUM Growth
+$75.6M
Cap. Flow
-$857M
Cap. Flow %
-65.99%
Top 10 Hldgs %
21.26%
Holding
305
New
16
Increased
8
Reduced
89
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$13.1M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$12.3M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$11.8M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$5.63M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.14M

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$12M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$6.23M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.39M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.3M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$577K

Sector Composition

Rank Sector Weight
1 Financials 0.66%
2 Technology 0.62%
3 Healthcare 0.54%
4 Communication Services 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
101
Occidental Petroleum
OXY
$55.9B
$251K 0.02%
+3,055
New +$247K
GILD icon
102
Gilead Sciences
GILD
$165B
$250K 0.02%
3,289
-18
-0.5% -$1.36K
WMT icon
103
Walmart Inc
WMT
$890B
$250K 0.02%
8,034
-57
-0.7% -$1.74K
AVGO icon
104
Broadcom
AVGO
$2.04T
$246K 0.02%
10,020
-50
-0.5% -$1.12K
LMT icon
105
Lockheed Martin
LMT
$136B
$241K 0.02%
698
-3
-0.4% -$968
BKNG icon
106
Booking.com
BKNG
$161B
$240K 0.02%
3,025
-25
-0.8% -$1.97K
XRT icon
107
State Street SPDR S&P Retail ETF
XRT
$654M
$240K 0.02%
4,718
-20
-0.4% -$1.01K
MPC icon
108
Marathon Petroleum
MPC
$83.7B
$239K 0.02%
2,975
-14
-0.5% -$1.11K
VFC icon
109
VF Corp
VFC
$5.89B
$228K 0.02%
2,582
-11
-0.4% -$938
AGN
110
DELISTED
Allergan plc
AGN
$228K 0.02%
1,186
-6
-0.5% -$1.1K
CRM icon
111
Salesforce
CRM
$158B
$226K 0.02%
+1,415
New +$210K
RVTY icon
112
Revvity
RVTY
$12.8B
$225K 0.02%
+2,313
New +$199K
BIIB icon
113
Biogen
BIIB
$30.7B
$223K 0.02%
+638
New +$220K
ACN icon
114
Accenture
ACN
$108B
$222K 0.02%
1,291
-6
-0.5% -$999
BDX icon
115
Becton Dickinson
BDX
$48.2B
$222K 0.02%
+866
New +$213K
PNC icon
116
PNC Financial Services
PNC
$101B
$219K 0.02%
1,598
-7
-0.4% -$995
BKLN icon
117
Invesco Senior Loan ETF
BKLN
$6.74B
$218K 0.02%
9,413
– –
ETFC
118
DELISTED
E*Trade Financial Corporation
ETFC
$218K 0.02%
4,157
-19
-0.5% -$1.11K
ETN icon
119
Eaton
ETN
$174B
$217K 0.02%
+2,504
New +$205K
DD icon
120
DuPont de Nemours
DD
$19.2B
$213K 0.02%
1,304
-6
-0.5% -$1.03K
SLB icon
121
SLB Ltd
SLB
$75B
$212K 0.02%
3,476
-19
-0.5% -$1.22K
DFS
122
DELISTED
Discover Financial Services
DFS
$209K 0.02%
+2,745
New +$207K
PXD
123
DELISTED
Pioneer Natural Resource Co.
PXD
$209K 0.02%
1,196
-5
-0.4% -$894
TPR icon
124
Tapestry
TPR
$32.8B
$207K 0.02%
+4,105
New +$201K
EOG icon
125
EOG Resources
EOG
$70.7B
$206K 0.02%
1,614
-7
-0.4% -$851
2 3 4
5
6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, SSI Investment Management held 305 positions worth $1.3B, up 6.2% from $1.22B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $857M in Q3 2018, closing 5 positions and reducing 89 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.66% of assets, down from 0.68% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $13M.

  • SSI Investment Management's largest Q3 2018 buy was NextEra Energy, Inc.: 226,595 shares worth $13M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q3 2018, an estimated $5.14M increase.
  • SSI Investment Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.39M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $12M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.3B portfolio in Q3 2018.
  • SSI Investment Management opened 16 new positions and closed 5 in Q3 2018.
  • SSI Investment Management's portfolio value rose 6.2% quarter-over-quarter to $1.3B.

Based on SSI Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.