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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
101
Medtronic
MDT
$111B
$326K 0.03%
4,009
-319
-7% -$25.5K
ON icon
102
ON Semiconductor
ON
$19.1B
$325K 0.03%
15,518
-21
-0.1% -$428
WMT icon
103
Walmart Inc
WMT
$890B
$319K 0.03%
9,678
-1,326
-12% -$40.6K
ITB icon
104
iShares US Home Construction ETF
ITB
$2.34B
$312K 0.03%
+7,167
New +$290K
COP icon
105
ConocoPhillips
COP
$140B
$310K 0.03%
5,625
-10
-0.2% -$514
COST icon
106
Costco
COST
$419B
$299K 0.02%
1,611
-7
-0.4% -$1.21K
NVDA icon
107
NVIDIA
NVDA
$5.38T
$294K 0.02%
+60,800
New +$302K
IVZ icon
108
Invesco
IVZ
$14B
$292K 0.02%
7,929
-12
-0.2% -$434
ARCC icon
109
Ares Capital
ARCC
$14.2B
$287K 0.02%
18,236
-20
-0.1% -$325
PM icon
110
Philip Morris
PM
$294B
$286K 0.02%
2,712
-604
-18% -$64.4K
RTX icon
111
RTX Corp
RTX
$298B
$285K 0.02%
3,539
-4
-0.1% -$304
GILD icon
112
Gilead Sciences
GILD
$164B
$274K 0.02%
3,815
-5
-0.1% -$380
TJX icon
113
TJX Companies
TJX
$178B
$273K 0.02%
7,128
-8
-0.1% -$290
DD icon
114
DuPont de Nemours
DD
$19.4B
$272K 0.02%
1,509
-223
-13% -$40.2K
IYE icon
115
iShares US Energy ETF
IYE
$1.7B
$260K 0.02%
6,550
– –
LOW icon
116
Lowe's Companies
LOW
$125B
$260K 0.02%
2,805
-4
-0.1% -$331
SLB icon
117
SLB Ltd
SLB
$76.2B
$257K 0.02%
3,852
-331
-8% -$21.4K
LMT icon
118
Lockheed Martin
LMT
$133B
$256K 0.02%
802
-121
-13% -$38.1K
ITW icon
119
Illinois Tool Works
ITW
$85.2B
$253K 0.02%
+1,516
New +$242K
TWX
120
DELISTED
Time Warner Inc
TWX
$249K 0.02%
2,723
-4
-0.1% -$378
USB icon
121
US Bancorp
USB
$99.2B
$248K 0.02%
+4,581
New +$246K
BIIB icon
122
Biogen
BIIB
$30.5B
$245K 0.02%
765
– –
BKNG icon
123
Booking.com
BKNG
$161B
$245K 0.02%
3,525
– –
DFS
124
DELISTED
Discover Financial Services
DFS
$245K 0.02%
3,179
-16
-0.5% -$1.1K
NKE icon
125
Nike
NKE
$62.5B
$242K 0.02%
3,847
-5
-0.1% -$287
3 4
5
6 7

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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.