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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
101
Texas Instruments
TXN
$261B
$337K 0.03%
3,748
-28
-0.7% -$2.3K
AET
102
DELISTED
Aetna Inc
AET
$333K 0.03%
2,084
-13
-0.6% -$2.03K
MMM icon
103
3M
MMM
$94.3B
$328K 0.03%
1,859
-14
-0.7% -$2.43K
DAL icon
104
Delta Air Lines
DAL
$60.2B
$319K 0.03%
6,604
-48
-0.7% -$2.39K
HON icon
105
Honeywell
HON
$77.9B
$319K 0.03%
2,469
-15
-0.6% -$1.86K
GILD icon
106
Gilead Sciences
GILD
$166B
$312K 0.03%
3,820
-27
-0.7% -$2.06K
DD icon
107
DuPont de Nemours
DD
$19.2B
$304K 0.03%
+1,732
New +$289K
ARCC icon
108
Ares Capital
ARCC
$14.3B
$301K 0.03%
18,256
-75
-0.4% -$1.21K
DIS icon
109
Walt Disney
DIS
$181B
$299K 0.03%
3,040
-20
-0.7% -$2.06K
AGN
110
DELISTED
Allergan plc
AGN
$296K 0.03%
1,450
-9
-0.6% -$2.09K
SLB icon
111
SLB Ltd
SLB
$74.6B
$292K 0.02%
4,183
+294
+8% +$19.4K
ETN icon
112
Eaton
ETN
$174B
$288K 0.02%
3,714
+945
+34% +$71.3K
ON icon
113
ON Semiconductor
ON
$19.2B
$286K 0.02%
15,539
-91
-0.6% -$1.46K
COP icon
114
ConocoPhillips
COP
$141B
$285K 0.02%
5,635
-38
-0.7% -$1.71K
LMT icon
115
Lockheed Martin
LMT
$135B
$285K 0.02%
923
+115
+14% +$34.3K
WMT icon
116
Walmart Inc
WMT
$891B
$285K 0.02%
11,004
+1,212
+12% +$31.8K
IVZ icon
117
Invesco
IVZ
$14B
$280K 0.02%
7,941
-53
-0.7% -$1.81K
TWX
118
DELISTED
Time Warner Inc
TWX
$279K 0.02%
2,727
-18
-0.7% -$1.83K
COST icon
119
Costco
COST
$420B
$264K 0.02%
1,618
-11
-0.7% -$1.73K
TJX icon
120
TJX Companies
TJX
$179B
$261K 0.02%
7,136
-46
-0.6% -$1.64K
BKNG icon
121
Booking.com
BKNG
$161B
$259K 0.02%
3,525
-25
-0.7% -$1.9K
RTX icon
122
RTX Corp
RTX
$300B
$258K 0.02%
3,543
-27
-0.8% -$2K
IYE icon
123
iShares US Energy ETF
IYE
$1.7B
$245K 0.02%
6,550
– –
NXPI icon
124
NXP Semiconductors
NXPI
$60.3B
$244K 0.02%
2,152
-13
-0.6% -$1.45K
ACN icon
125
Accenture
ACN
$108B
$241K 0.02%
+1,785
New +$233K
2 3 4
5
6

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.