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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$38.4M
Cap. Flow
-$748M
Cap. Flow %
-68.49%
Top 10 Hldgs %
21.3%
Holding
319
New
17
Increased
22
Reduced
88
Closed
17

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.52M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.84M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.53M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.36M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.33M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.97M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.25M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$2.96M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 0.81%
2 Industrials 0.55%
3 Healthcare 0.53%
4 Technology 0.52%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$195B
$274K 0.03%
2,263
-4
-0.2% -$469
IYE icon
102
iShares US Energy ETF
IYE
$1.7B
$272K 0.02%
6,550
– –
TWX
103
DELISTED
Time Warner Inc
TWX
$269K 0.02%
2,779
-60
-2% -$5.34K
HON icon
104
Honeywell
HON
$78B
$266K 0.02%
2,520
-17
-0.7% -$1.73K
AET
105
DELISTED
Aetna Inc
AET
$263K 0.02%
2,128
-4
-0.2% -$479
COST icon
106
Costco
COST
$420B
$262K 0.02%
1,653
-3
-0.2% -$458
TMO icon
107
Thermo Fisher Scientific
TMO
$220B
$260K 0.02%
1,852
-3
-0.2% -$442
QCOM icon
108
Qualcomm
QCOM
$176B
$256K 0.02%
3,907
-9
-0.2% -$605
PM icon
109
Philip Morris
PM
$295B
$255K 0.02%
2,775
-5
-0.2% -$463
ABT icon
110
Abbott
ABT
$187B
$254K 0.02%
6,582
-327
-5% -$13K
LRCX icon
111
Lam Research
LRCX
$390B
$253K 0.02%
23,680
-40
-0.2% -$406
ABBV icon
112
AbbVie
ABBV
$435B
$252K 0.02%
4,019
-82
-2% -$5K
PARA
113
DELISTED
Paramount Global Class B
PARA
$251K 0.02%
3,940
-8
-0.2% -$475
RTX icon
114
RTX Corp
RTX
$301B
$250K 0.02%
3,623
-6
-0.2% -$398
EQT icon
115
EQT Corp
EQT
$32.3B
$247K 0.02%
6,935
-13
-0.2% -$483
PXD
116
DELISTED
Pioneer Natural Resource Co.
PXD
$247K 0.02%
+1,373
New +$252K
IVZ icon
117
Invesco
IVZ
$13.9B
$246K 0.02%
8,116
-19
-0.2% -$584
BA icon
118
Boeing
BA
$185B
$242K 0.02%
1,556
-38
-2% -$5.55K
DFS
119
DELISTED
Discover Financial Services
DFS
$237K 0.02%
+3,263
New +$207K
CVS icon
120
CVS Health
CVS
$122B
$231K 0.02%
2,927
-115
-4% -$9.3K
WMT icon
121
Walmart Inc
WMT
$890B
$230K 0.02%
9,954
-261
-3% -$6.09K
DD
122
DELISTED
Du Pont De Nemours E I
DD
$225K 0.02%
3,063
-5
-0.2% -$355
AIG icon
123
American International
AIG
$41.3B
$223K 0.02%
+3,390
New +$213K
BIIB icon
124
Biogen
BIIB
$30.7B
$223K 0.02%
781
-1
-0.1% -$296
GIS icon
125
General Mills
GIS
$19.7B
$220K 0.02%
3,585
-7
-0.2% -$434
3 4
5
6 7

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, SSI Investment Management held 319 positions worth $1.09B, down 3.4% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $748M in Q4 2016, closing 17 positions and reducing 88 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.81% of assets, up from 0.62% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.49M.

  • SSI Investment Management's largest Q4 2016 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 66,971 shares worth $3.49M.
  • SSI Investment Management added most to KeyCorp Pfd in Q4 2016, an estimated $2.36M increase.
  • SSI Investment Management's biggest Q4 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $6.97M.
  • SSI Investment Management fully exited iShares 20+ Year Treasury Bond ETF in Q4 2016, selling an estimated $3.44M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q4 2016.
  • SSI Investment Management opened 17 new positions and closed 17 in Q4 2016.
  • SSI Investment Management's portfolio value fell 3.4% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.