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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
101
Emerson Electric
EMR
$88.3B
$438K 0.04%
+7,116
New +$446K
VYNT
102
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$434K 0.04%
434
+4
+0.9% +$4.01K
TWX
103
DELISTED
Time Warner Inc
TWX
$433K 0.04%
5,038
-107
-2% -$8.53K
PEP icon
104
PepsiCo
PEP
$190B
$429K 0.04%
4,520
– –
DNY
105
DELISTED
DONNELLEY R R & SONS CO
DNY
$423K 0.04%
25,265
-5,600
-18% -$93.8K
DIS icon
106
Walt Disney
DIS
$181B
$420K 0.04%
4,452
– –
CSCO icon
107
Cisco
CSCO
$479B
$404K 0.04%
14,633
– –
ICE icon
108
Intercontinental Exchange
ICE
$84.4B
$400K 0.04%
9,125
– –
COP icon
109
ConocoPhillips
COP
$141B
$398K 0.04%
5,791
+2,239
+63% +$156K
FDX icon
110
FedEx
FDX
$75.4B
$395K 0.04%
2,276
-1,650
-42% -$279K
AXP icon
111
American Express
AXP
$230B
$390K 0.04%
4,186
– –
BLMN icon
112
Bloomin' Brands
BLMN
$938M
$388K 0.04%
+15,662
New +$330K
MRVL icon
113
Marvell Technology
MRVL
$196B
$383K 0.04%
26,450
– –
CSC
114
DELISTED
Computer Sciences
CSC
$376K 0.04%
+14,167
New +$365K
QCOM icon
115
Qualcomm
QCOM
$176B
$372K 0.04%
4,994
-16
-0.3% -$1.17K
TJX icon
116
TJX Companies
TJX
$178B
$372K 0.04%
10,878
-8,250
-43% -$263K
NKE icon
117
Nike
NKE
$61.9B
$370K 0.04%
+7,724
New +$362K
DBJP icon
118
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$368K 0.04%
+9,950
New +$387K
PH icon
119
Parker-Hannifin
PH
$135B
$359K 0.04%
2,784
-17
-0.6% -$2.08K
IIP
120
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$356K 0.04%
44,750
-13,080
-23% -$104K
ICLR icon
121
Icon
ICLR
$12.7B
$354K 0.04%
+6,940
New +$374K
A icon
122
Agilent Technologies
A
$41.2B
$347K 0.04%
+8,443
New +$341K
HAL icon
123
Halliburton
HAL
$26.6B
$342K 0.03%
8,699
-155
-2% -$7.54K
LYB icon
124
LyondellBasell Industries
LYB
$19.2B
$332K 0.03%
4,185
-2,969
-42% -$257K
PRU icon
125
Prudential Financial
PRU
$41.8B
$330K 0.03%
3,650
-1,025
-22% -$88.1K
3 4
5
6 7

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.