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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HII icon
101
Huntington Ingalls Industries
HII
$12.8B
$467K 0.05%
+4,495
New +$443K
VLO icon
102
Valero Energy
VLO
$85.9B
$461K 0.05%
9,983
+5,975
+149% +$301K
LEA icon
103
Lear
LEA
$8.18B
$455K 0.04%
5,277
-890
-14% -$85.9K
ORCL icon
104
Oracle
ORCL
$423B
$446K 0.04%
11,589
-4,900
-30% -$198K
VTSS
105
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
$441K 0.04%
122,460
-8,800
-7% -$28.6K
MHGC
106
DELISTED
Morgans Hotel Group Co.
MHGC
$437K 0.04%
54,125
-4,000
-7% -$31K
APA icon
107
APA Corp
APA
$13.2B
$435K 0.04%
4,622
-1,545
-25% -$153K
VIAB
108
DELISTED
Viacom Inc. Class B
VIAB
$434K 0.04%
5,638
+1,725
+44% +$142K
BRK.B icon
109
Berkshire Hathaway Class B
BRK.B
$1.13T
$429K 0.04%
3,109
– –
HD icon
110
Home Depot
HD
$355B
$428K 0.04%
4,663
-2,039
-30% -$175K
INTC icon
111
Intel
INTC
$513B
$424K 0.04%
12,175
– –
PEP icon
112
PepsiCo
PEP
$190B
$420K 0.04%
4,520
– –
EBF icon
113
Ennis
EBF
$564M
$418K 0.04%
31,745
+16,900
+114% +$243K
UCTT
114
Ultra Clean Holdings
UCTT
$3.95B
$414K 0.04%
46,258
+5,853
+14% +$54.5K
HPQ icon
115
HP
HPQ
$27.5B
$412K 0.04%
25,653
-1,211
-5% -$19.6K
PRU icon
116
Prudential Financial
PRU
$41.8B
$411K 0.04%
4,675
+1,035
+28% +$92.5K
CBB
117
DELISTED
Cincinnati Bell Inc.
CBB
$405K 0.04%
24,056
-1,680
-7% -$31.6K
GM icon
118
General Motors
GM
$76.8B
$404K 0.04%
12,637
+1,850
+17% +$64.5K
IIP
119
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$399K 0.04%
57,830
-3,950
-6% -$27.3K
DIS icon
120
Walt Disney
DIS
$181B
$397K 0.04%
4,452
– –
TWX
121
DELISTED
Time Warner Inc
TWX
$388K 0.04%
5,145
– –
BKNG icon
122
Booking.com
BKNG
$161B
$387K 0.04%
8,400
+550
+7% +$27.1K
HAWK
123
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$384K 0.04%
11,855
-7,270
-38% -$205K
NUWE icon
124
Nuwellis
NUWE
$543K
– –
0
– –
CSTM icon
125
Constellium
CSTM
$3.99B
$380K 0.04%
15,475
+8,575
+124% +$247K
3 4
5
6 7

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.