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SSI Investment Management Portfolio holdings
AUM
$1.45B
1-Year Est. Return
5.8%
This Fund
S&P 500
This Quarter
Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
(-13%)
Cap. Flow
-$820M
Cap. Flow
% of AUM
-83.67%
Top 10 Holdings %
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$5.91M |
| 2 |
Bank of America Series L
BAC.PRL
|
+$4.59M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.47M |
| 4 |
ALR.PRB
Alere Inc
ALR.PRB
|
+$1.81M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$1.14M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$3.58M |
| 2 |
ExxonMobil
XOM
|
+$2.96M |
| 3 |
GE Aerospace
GE
|
+$2.82M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$2.63M |
| 5 |
JPMorgan Chase
JPM
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.03% |
| 2 | Industrials | 1.49% |
| 3 | Healthcare | 1.33% |
| 4 | Energy | 1.14% |
| 5 | Consumer Discretionary | 1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMED
101
DELISTED
Amedisys
AMED
| $487K | 0.05% |
32,755
+11,500
| +54% | +$177K |
|
102
Regions Financial
RF
$26.8B
| $487K | 0.05% |
43,886
-72,864
| -62% | -$768K |
|
103
TE Connectivity
TEL
$62.6B
| $487K | 0.05% |
8,090
-6,464
| -44% | -$371K |
|
104
DuPont de Nemours
DD
$19.2B
| $483K | 0.05% |
3,932
-3,140
| -44% | -$370K |
|
|
CBEY
105
DELISTED
CBEYOND INC COM STK
CBEY
| $482K | 0.05% |
+66,545
| New | +$468K |
|
106
Oracle
ORCL
$423B
| $481K | 0.05% |
11,794
-20,000
| -63% | -$761K |
|
|
CYNO
107
DELISTED
Cynosure, Inc. Class A
CYNO
| $480K | 0.05% |
16,455
-22,804
| -58% | -$647K |
|
|
HAWK
108
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
| $472K | 0.05% |
+19,335
| New | +$507K |
|
|
HW
109
DELISTED
Headwaters Inc
HW
| $469K | 0.05% |
35,492
-63,945
| -64% | -$764K |
|
|
VITC
110
DELISTED
VITACOST COM INC COM STK (DE)
VITC
| $469K | 0.05% |
+66,030
| New | +$413K |
|
|
RPXC
111
DELISTED
RPX Corporation
RPXC
| $466K | 0.05% |
28,578
-15,617
| -35% | -$255K |
|
112
Kratos Defense & Security Solutions
KTOS
$11.4B
| $465K | 0.05% |
+61,610
| New | +$477K |
|
113
Delta Air Lines
DAL
$60.1B
| $464K | 0.05% |
13,424
-23,517
| -64% | -$756K |
|
114
Coca-Cola
KO
$375B
| $459K | 0.05% |
11,875
-28,200
| -70% | -$1.09M |
|
|
DRTX
115
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
| $459K | 0.05% |
+33,985
| New | +$445K |
|
116
FormFactor
FORM
$9.17B
| $457K | 0.05% |
+71,470
| New | +$475K |
|
117
RH
RH
$3.71B
| $457K | 0.05% |
+6,195
| New | +$387K |
|
|
NWY
118
DELISTED
New York & Co Inc
NWY
| $455K | 0.05% |
103,440
-51,070
| -33% | -$229K |
|
|
BKS
119
DELISTED
Barnes & Noble
BKS
| $454K | 0.05% |
33,137
+2,709
| +9% | +$31K |
|
|
CBB
120
DELISTED
Cincinnati Bell Inc.
CBB
| $451K | 0.05% |
+26,010
| New | +$459K |
|
121
Agilent Technologies
A
$41.2B
| $447K | 0.05% |
11,153
-9,476
| -46% | -$390K |
|
122
Lifetime Brands
LCUT
$211M
| $446K | 0.05% |
25,010
-11,220
| -31% | -$183K |
|
|
DFS
123
DELISTED
Discover Financial Services
DFS
| $445K | 0.05% |
7,641
-4,664
| -38% | -$261K |
|
|
AJRD
124
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $445K | 0.05% |
+24,315
| New | +$444K |
|
|
YELL
125
DELISTED
Yellow Corporation Common Stock
YELL
| $439K | 0.04% |
+19,500
| New | +$408K |
|
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SSI Investment Management's Q1 2014 Portfolio in Review
As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.
- SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
- SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
- SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
- SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
- SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
- SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
- SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.
Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.