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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
101
Regeneron Pharmaceuticals
REGN
$80.8B
$945K 0.09%
3,008
+1,896
+171% +$499K
STI
102
DELISTED
SunTrust Banks, Inc.
STI
$921K 0.08%
28,388
-12,322
-30% -$417K
CPT icon
103
Camden Property Trust
CPT
$11.3B
$919K 0.08%
+14,962
New +$1.01M
RTN
104
DELISTED
Raytheon Company
RTN
$896K 0.08%
+11,610
New +$862K
SRPT icon
105
Sarepta Therapeutics
SRPT
$1.77B
$884K 0.08%
18,741
+2,994
+19% +$115K
DIN icon
106
Dine Brands
DIN
$452M
$879K 0.08%
+12,733
New +$873K
DAL icon
107
Delta Air Lines
DAL
$60.1B
$872K 0.08%
36,976
-23,422
-39% -$488K
IVZ icon
108
Invesco
IVZ
$13.9B
$864K 0.08%
27,095
+9,595
+55% +$306K
MET icon
109
MetLife
MET
$62.1B
$855K 0.08%
20,430
-262
-1% -$11.3K
BKNG icon
110
Booking.com
BKNG
$161B
$852K 0.08%
21,075
-250
-1% -$9.35K
BDN
111
Brandywine Realty Trust
BDN
$554M
$842K 0.08%
63,870
– –
VLO icon
112
Valero Energy
VLO
$85.9B
$838K 0.08%
24,513
-295
-1% -$10.4K
AGN
113
DELISTED
Allergan Inc
AGN
$836K 0.08%
9,249
+1,922
+26% +$173K
AVT icon
114
Avnet
AVT
$7.92B
$830K 0.07%
19,884
-4,877
-20% -$188K
DFS
115
DELISTED
Discover Financial Services
DFS
$827K 0.07%
16,376
+2,833
+21% +$142K
HOLX
116
DELISTED
Hologic
HOLX
$825K 0.07%
39,999
-365
-0.9% -$7.77K
KMB icon
117
Kimberly-Clark
KMB
$36.5B
$818K 0.07%
9,058
-1,894
-17% -$175K
DHI icon
118
D.R. Horton
DHI
$42.3B
$812K 0.07%
41,745
-3,246
-7% -$64.3K
MDT icon
119
Medtronic
MDT
$112B
$791K 0.07%
14,869
+4,249
+40% +$229K
CF icon
120
CF Industries
CF
$17.3B
$790K 0.07%
18,780
-250
-1% -$9.58K
ECL icon
121
Ecolab
ECL
$79.9B
$781K 0.07%
7,909
-1,525
-16% -$142K
ADT
122
DELISTED
ADT Corp
ADT
$776K 0.07%
19,064
– –
L icon
123
Loews
L
$23.6B
$773K 0.07%
16,540
-3,460
-17% -$159K
CWST icon
124
Casella Waste Systems
CWST
$5.69B
$767K 0.07%
+133,145
New +$670K
AKRX
125
DELISTED
Akorn Inc
AKRX
$748K 0.07%
37,965
-31,754
-46% -$514K
3 4
5
6 7

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L7C
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SWP
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SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.