SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.65%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.22B
AUM Growth
+$1.22B
Cap. Flow
-$26M
Cap. Flow %
-2.13%
Top 10 Hldgs %
24.52%
Holding
276
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

1
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$15.6M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
$4.51M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.18M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$2.68M
5
XME icon
SPDR S&P Metals & Mining ETF
XME
$1.26M

Top Sells

1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.1M
2
PCGU
PG&E Corporation
PCGU
$10.1M
3
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$7.92M
4
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$6M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$5.33M

Sector Composition

1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WMT icon
76
Walmart
WMT
$774B
$233K 0.02% 1,459 -25 -2% -$4K
KKR icon
77
KKR & Co
KKR
$124B
$232K 0.02% 3,766 -45 -1% -$2.77K
FWONK icon
78
Liberty Media Series C
FWONK
$25B
$222K 0.02% 3,557 -40 -1% -$2.49K
DIS icon
79
Walt Disney
DIS
$213B
$220K 0.02% 2,712 -154 -5% -$12.5K
PH icon
80
Parker-Hannifin
PH
$96.2B
$216K 0.02% 554 -10 -2% -$3.9K
VLO icon
81
Valero Energy
VLO
$47.2B
$212K 0.02% +1,494 New +$212K
NOW icon
82
ServiceNow
NOW
$190B
$207K 0.02% 370 -5 -1% -$2.8K
RIG icon
83
Transocean
RIG
$2.86B
$118K 0.01% 14,363 -185 -1% -$1.52K
INTC icon
84
Intel
INTC
$107B
– – -6,070 Closed -$203K
LMT icon
85
Lockheed Martin
LMT
$106B
– – -484 Closed -$223K
MDT icon
86
Medtronic
MDT
$119B
– – -2,356 Closed -$208K
NKE icon
87
Nike
NKE
$114B
– – -1,858 Closed -$205K
VZ icon
88
Verizon
VZ
$186B
– – -6,591 Closed -$245K
NIMC
89
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– – -27,110 Closed -$2.77M
KKR.PRC
90
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– – -199,102 Closed -$13.1M
PCGU
91
DELISTED
PG&E Corporation
PCGU
– – -67,270 Closed -$10.1M
AEPPZ
92
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– – -107,745 Closed -$5.33M
RCA
93
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– – -132,722 Closed -$3.31M
NEE.PRQ
94
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– – -5,150 Closed -$251K
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