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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.64%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.22B
AUM Growth
-$203M
Cap. Flow
-$982M
Cap. Flow %
-80.35%
Top 10 Hldgs %
24.52%
Holding
247
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$15.4M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$4.63M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.32M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.65M
5
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.24M

Top Sells

Rank Stock Value
1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$13.1M
2
PCGU
PG&E Corporation
PCGU
+$10.1M
3
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$9.22M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.99M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$899B
$233K 0.02%
4,377
-75
-2% -$3.99K
KKR icon
77
KKR & Co
KKR
$95.5B
$232K 0.02%
3,766
-45
-1% -$2.73K
FWONK icon
78
Liberty Media Series C
FWONK
$25.6B
$222K 0.02%
3,557
-163
-4% -$11.2K
DIS icon
79
Walt Disney
DIS
$178B
$220K 0.02%
2,712
-154
-5% -$13.2K
PH icon
80
Parker-Hannifin
PH
$135B
$216K 0.02%
554
-10
-2% -$4.02K
VLO icon
81
Valero Energy
VLO
$90.9B
$212K 0.02%
+1,494
New +$196K
NOW icon
82
ServiceNow
NOW
$131B
$207K 0.02%
1,850
-25
-1% -$2.85K
RIG icon
83
Transocean
RIG
$6.37B
$118K 0.01%
14,363
-185
-1% -$1.51K
INTC icon
84
Intel
INTC
$489B
– –
-6,070
Closed -$203K
LMT icon
85
Lockheed Martin
LMT
$138B
– –
-484
Closed -$223K
MDT icon
86
Medtronic
MDT
$115B
– –
-2,356
Closed -$208K
NKE icon
87
Nike
NKE
$61.1B
– –
-1,858
Closed -$205K
VZ icon
88
Verizon
VZ
$196B
– –
-6,591
Closed -$245K
NIMC
89
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
-27,110
Closed -$2.77M
KKR.PRC
90
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-199,102
Closed -$13.1M
PCGU
91
DELISTED
PG&E Corporation
PCGU
– –
-67,270
Closed -$10.1M
AEPPZ
92
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-107,745
Closed -$5.33M
RCA
93
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
-132,722
Closed -$3.31M
NEE.PRQ
94
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
– –
-5,150
Closed -$251K
1 2 3
4

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, SSI Investment Management held 247 positions worth $1.22B, down 14% from $1.43B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $982M in Q3 2023, closing 11 positions and reducing 69 holdings. Its most notable exit was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.87% of assets, up from 0.82% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Apollo Global Management Series A worth $15.6M.

  • SSI Investment Management's largest Q3 2023 buy was Apollo Global Management Series A: 285,505 shares worth $15.6M.
  • SSI Investment Management added most to Bank of America Series L in Q3 2023, an estimated $3.32M increase.
  • SSI Investment Management's biggest Q3 2023 reduction was NextEra Energy, Inc. 6.926% Corporate Units, cutting an estimated $9.22M.
  • SSI Investment Management fully exited KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $13.1M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.22B portfolio in Q3 2023.
  • SSI Investment Management opened 4 new positions and closed 11 in Q3 2023.
  • SSI Investment Management's portfolio value fell 14% quarter-over-quarter to $1.22B.

Based on SSI Investment Management's 13F filing for Q3 2023, filed 3 Nov 2023.