We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.49B
AUM Growth
-$101M
Cap. Flow
-$1.14B
Cap. Flow %
-76.74%
Top 10 Hldgs %
25.08%
Holding
302
New
5
Increased
60
Reduced
18
Closed
18

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$15.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.43M
4
IBB icon
iShares Biotechnology ETF
IBB
+$2.68M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$1.98M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$28.3M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$8.55M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.16M
4
IYW icon
iShares US Technology ETF
IYW
+$4.85M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.55M

Sector Composition

Rank Sector Weight
1 Technology 0.75%
2 Healthcare 0.46%
3 Financials 0.45%
4 Consumer Discretionary 0.31%
5 Communication Services 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
76
SLB Ltd
SLB
$79.3B
$331K 0.02%
9,196
+25
+0.3% +$907
LNG icon
77
Cheniere Energy
LNG
$55.1B
$326K 0.02%
1,958
– –
ORCL icon
78
Oracle
ORCL
$419B
$321K 0.02%
5,290
+6
+0.1% +$439
ORLY icon
79
O'Reilly Automotive
ORLY
$75.3B
$312K 0.02%
6,660
– –
CMCSA icon
80
Comcast
CMCSA
$90.1B
$310K 0.02%
10,642
+20
+0.2% +$748
FWONK icon
81
Liberty Media Series C
FWONK
$25.6B
$305K 0.02%
5,378
+4
+0.1% +$247
WMT icon
82
Walmart Inc
WMT
$895B
$305K 0.02%
7,047
+27
+0.4% +$1.18K
HON icon
83
Honeywell
HON
$74.2B
$298K 0.02%
1,876
– –
ACN icon
84
Accenture
ACN
$110B
$295K 0.02%
1,143
– –
ETN icon
85
Eaton
ETN
$179B
$291K 0.02%
2,173
+4
+0.2% +$560
BMY icon
86
Bristol-Myers Squibb
BMY
$130B
$283K 0.02%
3,970
+8
+0.2% +$580
AMAT icon
87
Applied Materials
AMAT
$420B
$271K 0.02%
3,310
– –
CVS icon
88
CVS Health
CVS
$120B
$270K 0.02%
2,820
– –
CAT icon
89
Caterpillar
CAT
$390B
$264K 0.02%
1,601
+5
+0.3% +$913
MDT icon
90
Medtronic
MDT
$116B
$259K 0.02%
3,192
+4
+0.1% +$359
RVTY icon
91
Revvity
RVTY
$12.9B
$256K 0.02%
2,133
+3
+0.1% +$423
EQT icon
92
EQT Corp
EQT
$33.6B
$255K 0.02%
6,255
– –
LMT icon
93
Lockheed Martin
LMT
$137B
$252K 0.02%
653
– –
ADBE icon
94
Adobe
ADBE
$107B
$243K 0.02%
883
– –
DE icon
95
Deere & Co
DE
$166B
$243K 0.02%
728
+2
+0.3% +$685
VLO icon
96
Valero Energy
VLO
$92.6B
$242K 0.02%
2,269
+5
+0.2% +$550
LOW icon
97
Lowe's Companies
LOW
$125B
$235K 0.02%
1,248
– –
INTC icon
98
Intel
INTC
$490B
$230K 0.02%
8,964
+10
+0.1% +$341
WMB icon
99
Williams Companies
WMB
$88B
$225K 0.02%
7,856
+20
+0.3% +$652
LIN icon
100
Linde
LIN
$227B
$224K 0.02%
826
+1
+0.1% +$287
2 3
4
5 6

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, SSI Investment Management held 302 positions worth $1.49B, down 6.4% from $1.59B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.14B in Q3 2022, closing 18 positions and reducing 18 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $28.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.75% of assets, up from 0.75% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in iShares Biotechnology ETF worth $2.52M.

  • SSI Investment Management's largest Q3 2022 buy was iShares Biotechnology ETF: 21,577 shares worth $2.52M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2022, an estimated $15.2M increase.
  • SSI Investment Management's biggest Q3 2022 reduction was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, cutting an estimated $8.55M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $28.3M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.49B portfolio in Q3 2022.
  • SSI Investment Management opened 5 new positions and closed 18 in Q3 2022.
  • SSI Investment Management's portfolio value fell 6.4% quarter-over-quarter to $1.49B.

Based on SSI Investment Management's 13F filing for Q3 2022, filed 4 Nov 2022.