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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
76
Comcast
CMCSA
$89.4B
$541K 0.03%
10,732
-30
-0.3% -$1.56K
FLOT icon
77
iShares Floating Rate Bond ETF
FLOT
$10.5B
$539K 0.03%
10,594
-95
-0.9% -$4.82K
MDIV icon
78
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$529K 0.03%
31,823
+302
+1% +$5K
AMAT icon
79
Applied Materials
AMAT
$415B
$525K 0.03%
3,340
-10
-0.3% -$1.45K
ADBE icon
80
Adobe
ADBE
$109B
$504K 0.03%
891
– –
WFC icon
81
Wells Fargo
WFC
$265B
$503K 0.03%
10,487
-30
-0.3% -$1.48K
MRK icon
82
Merck
MRK
$323B
$491K 0.03%
6,387
-15
-0.2% -$1.2K
WTRU
83
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$483K 0.03%
7,430
– –
ABBV icon
84
AbbVie
ABBV
$438B
$482K 0.03%
3,550
-10
-0.3% -$1.18K
ACN icon
85
Accenture
ACN
$109B
$478K 0.03%
1,151
– –
INTC icon
86
Intel
INTC
$492B
$476K 0.03%
9,237
-25
-0.3% -$1.28K
SHY icon
87
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$470K 0.03%
5,481
– –
ORCL icon
88
Oracle
ORCL
$435B
$466K 0.03%
5,322
-15
-0.3% -$1.41K
AMGN icon
89
Amgen
AMGN
$226B
$454K 0.03%
2,019
-5
-0.2% -$1.05K
NKE icon
90
Nike
NKE
$62.5B
$448K 0.03%
2,682
-5
-0.2% -$825
RVTY icon
91
Revvity
RVTY
$12.9B
$433K 0.03%
2,149
-5
-0.2% -$904
PYPL icon
92
PayPal
PYPL
$50.5B
$430K 0.03%
2,274
-5
-0.2% -$1.08K
CVX icon
93
Chevron
CVX
$382B
$426K 0.03%
3,629
-10
-0.3% -$1.14K
CRM icon
94
Salesforce
CRM
$162B
$396K 0.02%
1,556
-5
-0.3% -$1.41K
ETN icon
95
Eaton
ETN
$173B
$378K 0.02%
2,190
-5
-0.2% -$829
SGI
96
Somnigroup International
SGI
$13.6B
$378K 0.02%
8,055
-20
-0.2% -$907
NFLX icon
97
Netflix
NFLX
$318B
$377K 0.02%
6,290
– –
HON icon
98
Honeywell
HON
$77B
$374K 0.02%
1,896
-5
-0.3% -$1.01K
ZD icon
99
Ziff Davis
ZD
$2B
$367K 0.02%
3,307
+1,480
+81% +$175K
DHI icon
100
D.R. Horton
DHI
$41B
$357K 0.02%
3,288
-5
-0.2% -$482
2 3
4
5 6

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.