We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.4B
AUM Growth
+$242M
Cap. Flow
-$892M
Cap. Flow %
-63.63%
Top 10 Hldgs %
33.63%
Holding
290
New
25
Increased
17
Reduced
68
Closed
11

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.95M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$4.51M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.35M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.08M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.1M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.05M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.73M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
76
Salesforce
CRM
$162B
$351K 0.03%
1,569
-708
-31% -$172K
ORCL icon
77
Oracle
ORCL
$435B
$347K 0.02%
5,363
-5
-0.1% -$298
WMT icon
78
Walmart Inc
WMT
$897B
$342K 0.02%
7,158
-45
-0.6% -$2.19K
NFLX icon
79
Netflix
NFLX
$318B
$341K 0.02%
+6,290
New +$319K
FCVT icon
80
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$333K 0.02%
6,808
-1,159
-15% -$51.5K
WFC icon
81
Wells Fargo
WFC
$265B
$318K 0.02%
10,527
-10
-0.1% -$259
TSM icon
82
TSMC
TSM
$2.17T
$312K 0.02%
2,853
-3
-0.1% -$285
RVTY icon
83
Revvity
RVTY
$12.9B
$310K 0.02%
2,163
-2
-0.1% -$266
ACN icon
84
Accenture
ACN
$109B
$303K 0.02%
1,157
-1
-0.1% -$240
NOW icon
85
ServiceNow
NOW
$132B
$303K 0.02%
2,755
-1,145
-29% -$119K
AMAT icon
86
Applied Materials
AMAT
$415B
$292K 0.02%
3,367
-3
-0.1% -$222
BLMN icon
87
Bloomin' Brands
BLMN
$944M
$287K 0.02%
14,651
-14
-0.1% -$239
ETSY icon
88
Etsy
ETSY
$7.38B
$284K 0.02%
+1,592
New +$239K
LUV icon
89
Southwest Airlines
LUV
$22B
$275K 0.02%
5,887
-6
-0.1% -$260
BMY icon
90
Bristol-Myers Squibb
BMY
$132B
$268K 0.02%
4,317
-4
-0.1% -$246
QCOM icon
91
Qualcomm
QCOM
$170B
$267K 0.02%
1,764
-2
-0.1% -$279
ETN icon
92
Eaton
ETN
$173B
$264K 0.02%
2,203
-2
-0.1% -$226
C icon
93
Citigroup
C
$227B
$257K 0.02%
4,184
-3,047
-42% -$155K
DKS icon
94
Dick's Sporting Goods
DKS
$19.2B
$251K 0.02%
4,459
-4
-0.1% -$228
EMB icon
95
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$251K 0.02%
+2,170
New +$246K
SRPT icon
96
Sarepta Therapeutics
SRPT
$1.81B
$247K 0.02%
1,437
-2
-0.1% -$296
IPHI
97
DELISTED
INPHI CORPORATION
IPHI
$244K 0.02%
+1,530
New +$215K
GM icon
98
General Motors
GM
$77.2B
$240K 0.02%
+5,787
New +$225K
LMT icon
99
Lockheed Martin
LMT
$139B
$237K 0.02%
659
– –
LIN icon
100
Linde
LIN
$227B
$231K 0.02%
+869
New +$213K
2 3
4
5 6

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, SSI Investment Management held 290 positions worth $1.4B, up 21% from $1.16B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

SSI Investment Management withdrew a net $892M in Q4 2020, closing 11 positions and reducing 68 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.92% of assets, down from 1% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Elanco Animal Health Incorporated 5.00% Tangible Equity Units worth $4.33M.

  • SSI Investment Management's largest Q4 2020 buy was Elanco Animal Health Incorporated 5.00% Tangible Equity Units: 91,050 shares worth $4.33M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q4 2020, an estimated $4.95M increase.
  • SSI Investment Management's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.05M.
  • SSI Investment Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $18.3M.
  • SSI Investment Management's ten largest holdings make up 34% of its $1.4B portfolio in Q4 2020.
  • SSI Investment Management opened 25 new positions and closed 11 in Q4 2020.
  • SSI Investment Management's portfolio value rose 21% quarter-over-quarter to $1.4B.

Based on SSI Investment Management's 13F filing for Q4 2020, filed 11 Feb 2021.