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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
-$887M
Cap. Flow %
-76.53%
Top 10 Hldgs %
30.64%
Holding
270
New
16
Increased
8
Reduced
80
Closed
11

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.31M
2
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
+$2.83M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.77M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.24M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.08M

Top Sells

Rank Stock Value
1
CTRA
Coterra Energy
CTRA
+$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$14M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.09M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.42M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
76
Medtronic
MDT
$116B
$337K 0.03%
3,237
-75
-2% -$7.53K
WMT icon
77
Walmart Inc
WMT
$896B
$335K 0.03%
7,203
-210
-3% -$9.34K
FCVT icon
78
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$321K 0.03%
7,967
-1,963
-20% -$76.7K
ORCL icon
79
Oracle
ORCL
$417B
$320K 0.03%
5,368
-150
-3% -$8.52K
ABBV icon
80
AbbVie
ABBV
$442B
$313K 0.03%
3,559
-100
-3% -$9.41K
C icon
81
Citigroup
C
$228B
$312K 0.03%
7,231
-200
-3% -$9.96K
AIZP
82
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$299K 0.03%
2,540
– –
AMD icon
83
Advanced Micro Devices
AMD
$770B
$298K 0.03%
+3,651
New +$271K
HON icon
84
Honeywell
HON
$73.8B
$297K 0.03%
1,911
-49
-3% -$7.28K
RVTY icon
85
Revvity
RVTY
$13B
$274K 0.02%
2,165
-60
-3% -$6.9K
ACN icon
86
Accenture
ACN
$109B
$262K 0.02%
1,158
-32
-3% -$7.33K
BMY icon
87
Bristol-Myers Squibb
BMY
$130B
$259K 0.02%
4,321
-120
-3% -$7.22K
DKS icon
88
Dick's Sporting Goods
DKS
$18.4B
$258K 0.02%
+4,463
New +$217K
LMT icon
89
Lockheed Martin
LMT
$138B
$253K 0.02%
659
-15
-2% -$5.72K
DHI icon
90
D.R. Horton
DHI
$42.2B
$250K 0.02%
+3,287
New +$224K
WFC icon
91
Wells Fargo
WFC
$265B
$247K 0.02%
10,537
-292
-3% -$7.2K
TSM icon
92
TSMC
TSM
$2.18T
$233K 0.02%
+2,856
New +$217K
BLMN icon
93
Bloomin' Brands
BLMN
$950M
$225K 0.02%
14,665
-400
-3% -$5.17K
ETN icon
94
Eaton
ETN
$178B
$225K 0.02%
2,205
-60
-3% -$5.87K
MT icon
95
ArcelorMittal
MT
$55.6B
$224K 0.02%
+16,840
New +$203K
LUV icon
96
Southwest Airlines
LUV
$22.4B
$223K 0.02%
5,893
-165
-3% -$5.86K
LOW icon
97
Lowe's Companies
LOW
$124B
$211K 0.02%
+1,269
New +$195K
CMI icon
98
Cummins
CMI
$87.4B
$209K 0.02%
+985
New +$196K
QCOM icon
99
Qualcomm
QCOM
$170B
$209K 0.02%
+1,766
New +$189K
ORLY icon
100
O'Reilly Automotive
ORLY
$75.1B
$204K 0.02%
+6,660
New +$202K
1 2 3
4
5

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WJA
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OMC
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CC
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PAIM
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VCM
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SSI Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, SSI Investment Management held 270 positions worth $1.16B, up 1.5% from $1.14B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SSI Investment Management withdrew a net $887M in Q3 2020, closing 11 positions and reducing 80 holdings. Its most notable exit was Coterra Energy, an estimated $32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $4.33M.

  • SSI Investment Management's largest Q3 2020 buy was First Trust Preferred Securities and Income ETF: 225,705 shares worth $4.33M.
  • SSI Investment Management added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2020, an estimated $2.24M increase.
  • SSI Investment Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $7.09M.
  • SSI Investment Management fully exited Coterra Energy in Q3 2020, selling an estimated $32M.
  • SSI Investment Management's ten largest holdings make up 31% of its $1.16B portfolio in Q3 2020.
  • SSI Investment Management opened 16 new positions and closed 11 in Q3 2020.
  • SSI Investment Management's portfolio value rose 1.5% quarter-over-quarter to $1.16B.

Based on SSI Investment Management's 13F filing for Q3 2020, filed 16 Nov 2020.