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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
76
Danaher
DHR
$146B
$314K 0.03%
2,556
-28
-1% -$3.77K
MDT icon
77
Medtronic
MDT
$115B
$301K 0.03%
3,357
-38
-1% -$4.04K
ADBE icon
78
Adobe
ADBE
$105B
$298K 0.03%
931
-10
-1% -$3.42K
WMT icon
79
Walmart Inc
WMT
$894B
$287K 0.03%
7,596
-138
-2% -$5.31K
TJX icon
80
TJX Companies
TJX
$173B
$286K 0.03%
5,956
-67
-1% -$3.86K
FCVT icon
81
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$284K 0.03%
9,930
+440
+5% +$14.2K
RTN
82
DELISTED
Raytheon Company
RTN
$274K 0.02%
2,086
-28
-1% -$5.54K
ORCL icon
83
Oracle
ORCL
$418B
$270K 0.02%
5,604
-65
-1% -$3.35K
APD icon
84
Air Products & Chemicals
APD
$68.6B
$266K 0.02%
1,326
-62
-4% -$14.1K
ABBV icon
85
AbbVie
ABBV
$440B
$256K 0.02%
3,341
-39
-1% -$3.32K
BMY icon
86
Bristol-Myers Squibb
BMY
$130B
$253K 0.02%
4,516
-100
-2% -$6.11K
HON icon
87
Honeywell
HON
$73.5B
$251K 0.02%
1,977
-23
-1% -$3.55K
CVX icon
88
Chevron
CVX
$385B
$240K 0.02%
3,302
-134
-4% -$13.2K
GILD icon
89
Gilead Sciences
GILD
$169B
$237K 0.02%
3,188
-43
-1% -$2.97K
NOW icon
90
ServiceNow
NOW
$131B
$234K 0.02%
4,070
-30
-0.7% -$1.88K
AVGO icon
91
Broadcom
AVGO
$1.99T
$232K 0.02%
9,790
-130
-1% -$3.66K
LMT icon
92
Lockheed Martin
LMT
$137B
$232K 0.02%
685
-6
-0.9% -$2.36K
NKE icon
93
Nike
NKE
$60.9B
$232K 0.02%
2,800
-33
-1% -$3.07K
IBM icon
94
IBM
IBM
$224B
$223K 0.02%
2,101
-27
-1% -$3.41K
ACN icon
95
Accenture
ACN
$109B
$206K 0.02%
1,261
-14
-1% -$2.7K
ARCC icon
96
Ares Capital
ARCC
$14.4B
$122K 0.01%
11,338
-122
-1% -$2.06K
ACWX icon
97
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
– –
-86,165
Closed -$4.23M
AMAT icon
98
Applied Materials
AMAT
$416B
– –
-3,504
Closed -$216K
APH icon
99
Amphenol
APH
$207B
– –
-9,100
Closed -$244K
BA icon
100
Boeing
BA
$185B
– –
-823
Closed -$269K
2 3
4
5 6

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SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.