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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.5B
AUM Growth
+$129M
Cap. Flow
-$880M
Cap. Flow %
-58.61%
Top 10 Hldgs %
22.48%
Holding
298
New
20
Increased
24
Reduced
84
Closed
6

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$23.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.6M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$10.7M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.61M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.11M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.07M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$5.38M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.65M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.58M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$769K

Sector Composition

Rank Sector Weight
1 Utilities 0.87%
2 Technology 0.66%
3 Financials 0.62%
4 Healthcare 0.48%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
76
Intercontinental Exchange
ICE
$84.4B
$422K 0.03%
4,566
-15
-0.3% -$1.39K
CVX icon
77
Chevron
CVX
$366B
$414K 0.03%
3,436
-15
-0.4% -$1.77K
TXN icon
78
Texas Instruments
TXN
$261B
$408K 0.03%
3,189
-12
-0.4% -$1.48K
COST icon
79
Costco
COST
$420B
$403K 0.03%
1,366
-6
-0.4% -$1.78K
XLE icon
80
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$403K 0.03%
+13,420
New +$398K
PYPL icon
81
PayPal
PYPL
$50.5B
$399K 0.03%
3,684
-12
-0.3% -$1.25K
CRM icon
82
Salesforce
CRM
$158B
$389K 0.03%
2,401
-8
-0.3% -$1.25K
XOM icon
83
ExxonMobil
XOM
$634B
$388K 0.03%
5,578
-785
-12% -$54.3K
IYM icon
84
iShares US Basic Materials ETF
IYM
$1.02B
$384K 0.03%
3,900
-13
-0.3% -$1.22K
MDT icon
85
Medtronic
MDT
$112B
$383K 0.03%
3,395
-10
-0.3% -$1.1K
NVDA icon
86
NVIDIA
NVDA
$5.42T
$380K 0.03%
64,800
-320
-0.5% -$1.66K
TJX icon
87
TJX Companies
TJX
$178B
$368K 0.02%
6,023
-44
-0.7% -$2.6K
DHR icon
88
Danaher
DHR
$144B
$351K 0.02%
2,584
-9
-0.3% -$1.14K
HON icon
89
Honeywell
HON
$78B
$333K 0.02%
2,000
-8
-0.4% -$1.31K
DAL icon
90
Delta Air Lines
DAL
$60.1B
$329K 0.02%
5,619
-21
-0.4% -$1.18K
APD icon
91
Air Products & Chemicals
APD
$67.6B
$325K 0.02%
+1,388
New +$313K
AVGO icon
92
Broadcom
AVGO
$2.04T
$316K 0.02%
9,920
-30
-0.3% -$911
FCVT icon
93
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$314K 0.02%
9,490
-805
-8% -$25.8K
ADBE icon
94
Adobe
ADBE
$105B
$310K 0.02%
941
-3
-0.3% -$883
WMT icon
95
Walmart Inc
WMT
$890B
$306K 0.02%
7,734
-63
-0.8% -$2.5K
ABBV icon
96
AbbVie
ABBV
$435B
$300K 0.02%
3,380
-10
-0.3% -$830
ORCL icon
97
Oracle
ORCL
$423B
$300K 0.02%
5,669
-20
-0.4% -$1.1K
BMY icon
98
Bristol-Myers Squibb
BMY
$132B
$297K 0.02%
+4,616
New +$264K
NKE icon
99
Nike
NKE
$61.9B
$289K 0.02%
2,833
-9
-0.3% -$848
RTX icon
100
RTX Corp
RTX
$301B
$281K 0.02%
2,986
-12
-0.4% -$1.09K
2 3
4
5 6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, SSI Investment Management held 298 positions worth $1.5B, up 9.4% from $1.37B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $880M in Q4 2019, closing 6 positions and reducing 84 holdings. Its most notable exit was D.R. Horton, an estimated $318K position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.87% of assets, down from 0.95% a quarter earlier, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $24.1M.

  • SSI Investment Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 20,639 shares worth $24.1M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $15.6M increase.
  • SSI Investment Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.07M.
  • SSI Investment Management fully exited D.R. Horton in Q4 2019, selling an estimated $318K.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.5B portfolio in Q4 2019.
  • SSI Investment Management opened 20 new positions and closed 6 in Q4 2019.
  • SSI Investment Management's portfolio value rose 9.4% quarter-over-quarter to $1.5B.

Based on SSI Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.