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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.37B
AUM Growth
+$27.2M
Cap. Flow
-$893M
Cap. Flow %
-65.05%
Top 10 Hldgs %
21.59%
Holding
299
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$12.8M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.16M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.18M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.19M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$3.83M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.58M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.25M

Sector Composition

Rank Sector Weight
1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PYPL icon
76
PayPal
PYPL
$50.5B
$383K 0.03%
3,696
-3
-0.1% -$330
MDT icon
77
Medtronic
MDT
$112B
$370K 0.03%
3,405
-3
-0.1% -$313
IYM icon
78
iShares US Basic Materials ETF
IYM
$1.02B
$361K 0.03%
3,913
-2,196
-36% -$202K
CRM icon
79
Salesforce
CRM
$158B
$358K 0.03%
2,409
-2
-0.1% -$304
TJX icon
80
TJX Companies
TJX
$178B
$338K 0.02%
6,067
-3
-0% -$163
DHR icon
81
Danaher
DHR
$144B
$332K 0.02%
2,593
-1
-0% -$125
DAL icon
82
Delta Air Lines
DAL
$60.1B
$325K 0.02%
5,640
-4
-0.1% -$237
FCVT icon
83
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$321K 0.02%
10,295
– –
HON icon
84
Honeywell
HON
$78B
$320K 0.02%
2,008
– –
DHI icon
85
D.R. Horton
DHI
$42.3B
$318K 0.02%
6,028
-4
-0.1% -$191
BA icon
86
Boeing
BA
$185B
$314K 0.02%
826
– –
ORCL icon
87
Oracle
ORCL
$423B
$313K 0.02%
5,689
-8
-0.1% -$442
IBM icon
88
IBM
IBM
$224B
$309K 0.02%
+2,221
New +$300K
WMT icon
89
Walmart Inc
WMT
$890B
$308K 0.02%
7,797
-9
-0.1% -$340
NVDA icon
90
NVIDIA
NVDA
$5.42T
$283K 0.02%
65,120
– –
AVGO icon
91
Broadcom
AVGO
$2.04T
$275K 0.02%
9,950
– –
LMT icon
92
Lockheed Martin
LMT
$136B
$271K 0.02%
694
– –
NKE icon
93
Nike
NKE
$61.9B
$267K 0.02%
+2,842
New +$244K
ADBE icon
94
Adobe
ADBE
$105B
$261K 0.02%
944
-570
-38% -$166K
RTX icon
95
RTX Corp
RTX
$301B
$258K 0.02%
2,998
-2
-0.1% -$166
ABBV icon
96
AbbVie
ABBV
$435B
$257K 0.02%
3,390
-3
-0.1% -$206
PXD
97
DELISTED
Pioneer Natural Resource Co.
PXD
$257K 0.02%
2,040
-1
-0% -$132
ACN icon
98
Accenture
ACN
$108B
$246K 0.02%
1,281
– –
BKNG icon
99
Booking.com
BKNG
$161B
$237K 0.02%
3,025
– –
PNC icon
100
PNC Financial Services
PNC
$101B
$222K 0.02%
1,583
– –
2 3
4
5 6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, SSI Investment Management held 299 positions worth $1.37B, up 2% from $1.35B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $893M in Q3 2019, closing 12 positions and reducing 65 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.95% of assets, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in The Southern Company worth $13M.

  • SSI Investment Management's largest Q3 2019 buy was The Southern Company: 243,255 shares worth $13M.
  • SSI Investment Management added most to Dominion Energy, Inc. 2019 Series A Corporate Units in Q3 2019, an estimated $8.18M increase.
  • SSI Investment Management's biggest Q3 2019 reduction was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, cutting an estimated $3.58M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $10.8M.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.37B portfolio in Q3 2019.
  • SSI Investment Management opened 11 new positions and closed 12 in Q3 2019.
  • SSI Investment Management's portfolio value rose 2% quarter-over-quarter to $1.37B.

Based on SSI Investment Management's 13F filing for Q3 2019, filed 12 Nov 2019.