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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.35B
AUM Growth
+$152M
Cap. Flow
-$786M
Cap. Flow %
-58.36%
Top 10 Hldgs %
20.42%
Holding
298
New
12
Increased
19
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$6.39M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.03M
3
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.78M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$5.73M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.22M

Top Sells

Rank Stock Value
1
DYNC
Vistra Energy Corp.
DYNC
+$4.43M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.33M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$2.93M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.59M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 0.6%
2 Financials 0.55%
3 Healthcare 0.47%
4 Communication Services 0.38%
5 Consumer Staples 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
Amgen
AMGN
$222B
$397K 0.03%
2,142
-11
-0.5% -$1.97K
ICE icon
77
Intercontinental Exchange
ICE
$84.4B
$397K 0.03%
4,599
-16
-0.3% -$1.31K
WFC icon
78
Wells Fargo
WFC
$264B
$376K 0.03%
7,923
-31
-0.4% -$1.45K
RTN
79
DELISTED
Raytheon Company
RTN
$370K 0.03%
2,124
-11
-0.5% -$1.98K
TXN icon
80
Texas Instruments
TXN
$261B
$366K 0.03%
3,204
-15
-0.5% -$1.68K
COST icon
81
Costco
COST
$420B
$365K 0.03%
1,372
-4
-0.3% -$997
CRM icon
82
Salesforce
CRM
$158B
$365K 0.03%
2,411
-11
-0.5% -$1.72K
MDT icon
83
Medtronic
MDT
$112B
$333K 0.02%
3,408
-11
-0.3% -$1K
HON icon
84
Honeywell
HON
$78B
$330K 0.02%
2,008
-9
-0.4% -$1.43K
DHR icon
85
Danaher
DHR
$144B
$329K 0.02%
2,594
-11
-0.4% -$1.3K
ORCL icon
86
Oracle
ORCL
$423B
$324K 0.02%
5,697
-26
-0.5% -$1.41K
FCVT icon
87
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$323K 0.02%
10,295
+818
+9% +$25.2K
TJX icon
88
TJX Companies
TJX
$178B
$321K 0.02%
6,070
-21
-0.3% -$1.12K
DAL icon
89
Delta Air Lines
DAL
$60.1B
$320K 0.02%
5,644
-29
-0.5% -$1.63K
PXD
90
DELISTED
Pioneer Natural Resource Co.
PXD
$315K 0.02%
+2,041
New +$313K
NFLX icon
91
Netflix
NFLX
$309B
$307K 0.02%
8,340
-40
-0.5% -$1.44K
BA icon
92
Boeing
BA
$185B
$300K 0.02%
826
-492
-37% -$179K
AVGO icon
93
Broadcom
AVGO
$2.04T
$288K 0.02%
9,950
-40
-0.4% -$1.17K
WMT icon
94
Walmart Inc
WMT
$890B
$287K 0.02%
7,806
-60
-0.8% -$2.07K
NVDA icon
95
NVIDIA
NVDA
$5.42T
$265K 0.02%
65,120
-320
-0.5% -$1.33K
DHI icon
96
D.R. Horton
DHI
$42.3B
$261K 0.02%
6,032
-27
-0.4% -$1.2K
LMT icon
97
Lockheed Martin
LMT
$136B
$252K 0.02%
694
-2
-0.3% -$669
RTX icon
98
RTX Corp
RTX
$301B
$246K 0.02%
3,000
-16
-0.5% -$1.34K
ABBV icon
99
AbbVie
ABBV
$435B
$245K 0.02%
3,393
-14
-0.4% -$1.1K
ACN icon
100
Accenture
ACN
$108B
$238K 0.02%
1,281
-5
-0.4% -$898
2 3
4
5 6

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, SSI Investment Management held 298 positions worth $1.35B, up 13% from $1.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $786M in Q2 2019, closing 11 positions and reducing 82 holdings. Its most notable exit was Vistra Energy Corp., an estimated $4.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.6% of assets, down from 0.63% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Avantor, Inc. Series A Mandatory Convertible Preferred Stock worth $6.77M.

  • SSI Investment Management's largest Q2 2019 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 102,785 shares worth $6.77M.
  • SSI Investment Management added most to iShares 1-3 Year Treasury Bond ETF in Q2 2019, an estimated $6.03M increase.
  • SSI Investment Management's biggest Q2 2019 reduction was NextEra Energy, Inc., cutting an estimated $2.93M.
  • SSI Investment Management fully exited Vistra Energy Corp. in Q2 2019, selling an estimated $4.43M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.35B portfolio in Q2 2019.
  • SSI Investment Management opened 12 new positions and closed 11 in Q2 2019.
  • SSI Investment Management's portfolio value rose 13% quarter-over-quarter to $1.35B.

Based on SSI Investment Management's 13F filing for Q2 2019, filed 12 Aug 2019.