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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.07B
AUM Growth
-$229M
Cap. Flow
-$848M
Cap. Flow %
-79.3%
Top 10 Hldgs %
22.62%
Holding
289
New
5
Increased
13
Reduced
75
Closed
32

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.08M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.93M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.83M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$5.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
76
AbbVie
ABBV
$435B
$315K 0.03%
3,417
-13
-0.4% -$1.14K
MDT icon
77
Medtronic
MDT
$112B
$311K 0.03%
3,425
-13
-0.4% -$1.22K
FDX icon
78
FedEx
FDX
$75.4B
$307K 0.03%
1,903
-31
-2% -$6.56K
TXN icon
79
Texas Instruments
TXN
$261B
$307K 0.03%
3,228
-13
-0.4% -$1.26K
MO icon
80
Altria Group
MO
$114B
$305K 0.03%
6,162
-21
-0.3% -$1.22K
DIS icon
81
Walt Disney
DIS
$181B
$287K 0.03%
2,618
-9
-0.3% -$1.02K
DAL icon
82
Delta Air Lines
DAL
$60.1B
$284K 0.03%
5,688
-45
-0.8% -$2.45K
COST icon
83
Costco
COST
$420B
$280K 0.03%
1,384
-2
-0.1% -$447
KEY icon
84
KeyCorp
KEY
$24.4B
$279K 0.03%
18,971
-56
-0.3% -$986
GD icon
85
General Dynamics
GD
$106B
$275K 0.03%
1,745
-6
-0.3% -$1.07K
CMCSA icon
86
Comcast
CMCSA
$90B
$274K 0.03%
8,031
-25
-0.3% -$913
TJX icon
87
TJX Companies
TJX
$178B
$274K 0.03%
6,105
-21
-0.3% -$1.06K
ORCL icon
88
Oracle
ORCL
$423B
$259K 0.02%
5,739
-19
-0.3% -$911
MMM icon
89
3M
MMM
$94.3B
$255K 0.02%
1,611
-4
-0.2% -$664
AVGO icon
90
Broadcom
AVGO
$2.04T
$254K 0.02%
10,020
– –
HON icon
91
Honeywell
HON
$78B
$252K 0.02%
2,021
-110
-5% -$15K
WMT icon
92
Walmart Inc
WMT
$890B
$246K 0.02%
7,926
-108
-1% -$3.46K
CELG
93
DELISTED
Celgene Corp
CELG
$246K 0.02%
3,848
-13
-0.3% -$960
MET icon
94
MetLife
MET
$62.1B
$245K 0.02%
5,945
-21
-0.4% -$901
DHR icon
95
Danaher
DHR
$144B
$237K 0.02%
2,611
-8
-0.3% -$726
NVDA icon
96
NVIDIA
NVDA
$5.42T
$219K 0.02%
65,600
+15,440
+31% +$73.9K
BKNG icon
97
Booking.com
BKNG
$161B
$212K 0.02%
3,025
– –
CVS icon
98
CVS Health
CVS
$122B
$204K 0.02%
+3,101
New +$231K
GILD icon
99
Gilead Sciences
GILD
$165B
$204K 0.02%
3,275
-14
-0.4% -$979
IYE icon
100
iShares US Energy ETF
IYE
$1.7B
$204K 0.02%
6,550
– –
2 3
4
5 6

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VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, SSI Investment Management held 289 positions worth $1.07B, down 18% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $848M in Q4 2018, closing 32 positions and reducing 75 holdings. Its most notable exit was First Trust Senior Loan Fund ETF, an estimated $2.77M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.63% of assets, down from 0.66% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $7M.

  • SSI Investment Management's largest Q4 2018 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 146,230 shares worth $7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $5.83M increase.
  • SSI Investment Management's biggest Q4 2018 reduction was Hess Corporation, cutting an estimated $5.59M.
  • SSI Investment Management fully exited First Trust Senior Loan Fund ETF in Q4 2018, selling an estimated $2.77M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.07B portfolio in Q4 2018.
  • SSI Investment Management opened 5 new positions and closed 32 in Q4 2018.
  • SSI Investment Management's portfolio value fell 18% quarter-over-quarter to $1.07B.

Based on SSI Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.