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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.3B
AUM Growth
+$75.6M
Cap. Flow
-$857M
Cap. Flow %
-65.99%
Top 10 Hldgs %
21.26%
Holding
305
New
16
Increased
8
Reduced
89
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$13.1M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$12.3M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$11.8M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$5.63M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.14M

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$12M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$6.23M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.39M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.3M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$577K

Sector Composition

Rank Sector Weight
1 Financials 0.66%
2 Technology 0.62%
3 Healthcare 0.54%
4 Communication Services 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
76
Thermo Fisher Scientific
TMO
$220B
$376K 0.03%
1,536
-7
-0.5% -$1.61K
MO icon
77
Altria Group
MO
$114B
$374K 0.03%
6,183
-29
-0.5% -$1.72K
GD icon
78
General Dynamics
GD
$106B
$357K 0.03%
1,751
-8
-0.5% -$1.56K
NVDA icon
79
NVIDIA
NVDA
$5.42T
$353K 0.03%
50,160
-240
-0.5% -$1.56K
ICE icon
80
Intercontinental Exchange
ICE
$84.4B
$349K 0.03%
4,640
-21
-0.5% -$1.58K
TXN icon
81
Texas Instruments
TXN
$261B
$348K 0.03%
3,241
-18
-0.6% -$2K
CELG
82
DELISTED
Celgene Corp
CELG
$346K 0.03%
3,861
-17
-0.4% -$1.5K
TJX icon
83
TJX Companies
TJX
$178B
$343K 0.03%
6,126
-28
-0.5% -$1.44K
MDT icon
84
Medtronic
MDT
$112B
$339K 0.03%
3,438
-16
-0.5% -$1.48K
MCD icon
85
McDonald's
MCD
$195B
$335K 0.03%
1,995
-9
-0.4% -$1.44K
DAL icon
86
Delta Air Lines
DAL
$60.1B
$333K 0.03%
5,733
-31
-0.5% -$1.71K
ABBV icon
87
AbbVie
ABBV
$435B
$325K 0.03%
3,430
-16
-0.5% -$1.52K
COST icon
88
Costco
COST
$420B
$325K 0.03%
1,386
-7
-0.5% -$1.58K
HON icon
89
Honeywell
HON
$78B
$320K 0.02%
2,131
-10
-0.5% -$1.42K
DIS icon
90
Walt Disney
DIS
$181B
$308K 0.02%
2,627
-12
-0.5% -$1.34K
LRCX icon
91
Lam Research
LRCX
$390B
$302K 0.02%
19,810
-90
-0.5% -$1.54K
ORCL icon
92
Oracle
ORCL
$423B
$296K 0.02%
5,758
-27
-0.5% -$1.31K
ATVI
93
DELISTED
Activision Blizzard
ATVI
$287K 0.02%
+3,467
New +$263K
CMCSA icon
94
Comcast
CMCSA
$90B
$284K 0.02%
8,056
-37
-0.5% -$1.31K
MMM icon
95
3M
MMM
$94.3B
$284K 0.02%
1,615
-8
-0.5% -$1.38K
MET icon
96
MetLife
MET
$62.1B
$278K 0.02%
5,966
-28
-0.5% -$1.28K
IYE icon
97
iShares US Energy ETF
IYE
$1.7B
$275K 0.02%
6,550
– –
RTX icon
98
RTX Corp
RTX
$301B
$268K 0.02%
3,040
-16
-0.5% -$1.34K
ADBE icon
99
Adobe
ADBE
$105B
$260K 0.02%
966
-4
-0.4% -$1.03K
DHR icon
100
Danaher
DHR
$144B
$253K 0.02%
2,619
-13
-0.5% -$1.18K
2 3
4
5 6

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, SSI Investment Management held 305 positions worth $1.3B, up 6.2% from $1.22B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $857M in Q3 2018, closing 5 positions and reducing 89 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.66% of assets, down from 0.68% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $13M.

  • SSI Investment Management's largest Q3 2018 buy was NextEra Energy, Inc.: 226,595 shares worth $13M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q3 2018, an estimated $5.14M increase.
  • SSI Investment Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.39M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $12M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.3B portfolio in Q3 2018.
  • SSI Investment Management opened 16 new positions and closed 5 in Q3 2018.
  • SSI Investment Management's portfolio value rose 6.2% quarter-over-quarter to $1.3B.

Based on SSI Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.