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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
76
Mastercard
MA
$494B
$501K 0.04%
3,309
-304
-8% -$45.2K
RTN
77
DELISTED
Raytheon Company
RTN
$471K 0.04%
2,500
-5
-0.2% -$932
UNP icon
78
Union Pacific
UNP
$175B
$461K 0.04%
3,447
-18
-0.5% -$2.17K
KEY icon
79
KeyCorp
KEY
$24.3B
$453K 0.04%
22,494
-28
-0.1% -$528
BA icon
80
Boeing
BA
$183B
$451K 0.04%
1,524
-232
-13% -$62.8K
AMGN icon
81
Amgen
AMGN
$219B
$442K 0.04%
2,546
-198
-7% -$35K
IWS icon
82
iShares Russell Mid-Cap Value ETF
IWS
$16B
$437K 0.04%
4,866
-4
-0.1% -$348
V icon
83
Visa
V
$679B
$433K 0.04%
3,798
-704
-16% -$77.7K
LRCX icon
84
Lam Research
LRCX
$388B
$427K 0.04%
23,160
-30
-0.1% -$590
GD icon
85
General Dynamics
GD
$105B
$420K 0.04%
2,062
-2
-0.1% -$409
TXN icon
86
Texas Instruments
TXN
$261B
$390K 0.03%
3,743
-5
-0.1% -$487
MRK icon
87
Merck
MRK
$316B
$385K 0.03%
7,173
-1,110
-13% -$61.5K
ICE icon
88
Intercontinental Exchange
ICE
$85.2B
$383K 0.03%
5,444
-6
-0.1% -$412
MCD icon
89
McDonald's
MCD
$195B
$381K 0.03%
2,212
-2
-0.1% -$336
ABBV icon
90
AbbVie
ABBV
$431B
$380K 0.03%
3,939
-5
-0.1% -$471
ABT icon
91
Abbott
ABT
$185B
$376K 0.03%
6,546
-7
-0.1% -$388
AET
92
DELISTED
Aetna Inc
AET
$375K 0.03%
2,082
-2
-0.1% -$344
DAL icon
93
Delta Air Lines
DAL
$60.1B
$370K 0.03%
6,593
-11
-0.2% -$575
CMCSA icon
94
Comcast
CMCSA
$89.6B
$369K 0.03%
9,260
-2,011
-18% -$75.6K
MMM icon
95
3M
MMM
$94.2B
$366K 0.03%
1,856
-3
-0.2% -$577
MET icon
96
MetLife
MET
$62.2B
$355K 0.03%
7,010
-666
-9% -$35.1K
TMO icon
97
Thermo Fisher Scientific
TMO
$216B
$345K 0.03%
1,814
-2
-0.1% -$383
HON icon
98
Honeywell
HON
$77.7B
$343K 0.03%
2,466
-3
-0.1% -$402
GE icon
99
GE Aerospace
GE
$386B
$342K 0.03%
4,078
-1,705
-29% -$163K
DIS icon
100
Walt Disney
DIS
$181B
$327K 0.03%
3,036
-4
-0.1% -$412
2 3
4
5 6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.