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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
76
Mastercard
MA
$493B
$511K 0.04%
3,613
+278
+8% +$36.8K
AMGN icon
77
Amgen
AMGN
$222B
$510K 0.04%
2,744
+176
+7% +$31.2K
FDX icon
78
FedEx
FDX
$75.4B
$503K 0.04%
2,222
-16
-0.7% -$3.41K
MRK icon
79
Merck
MRK
$318B
$503K 0.04%
8,283
+1,055
+15% +$64K
STI
80
DELISTED
SunTrust Banks, Inc.
STI
$483K 0.04%
8,083
-49
-0.6% -$2.77K
PEP icon
81
PepsiCo
PEP
$190B
$480K 0.04%
4,297
-31
-0.7% -$3.58K
CVX icon
82
Chevron
CVX
$366B
$478K 0.04%
4,067
-42
-1% -$4.58K
V icon
83
Visa
V
$677B
$476K 0.04%
4,502
+680
+18% +$69K
MO icon
84
Altria Group
MO
$114B
$468K 0.04%
7,342
-45
-0.6% -$3K
RTN
85
DELISTED
Raytheon Company
RTN
$466K 0.04%
2,505
-20
-0.8% -$3.52K
BA icon
86
Boeing
BA
$185B
$446K 0.04%
1,756
+219
+14% +$51K
CMCSA icon
87
Comcast
CMCSA
$90B
$437K 0.04%
11,271
+1,944
+21% +$76.6K
LRCX icon
88
Lam Research
LRCX
$390B
$429K 0.04%
23,190
-140
-0.6% -$2.27K
GD icon
89
General Dynamics
GD
$106B
$423K 0.04%
2,064
-13
-0.6% -$2.6K
KEY icon
90
KeyCorp
KEY
$24.4B
$423K 0.04%
22,522
-128
-0.6% -$2.32K
IWS icon
91
iShares Russell Mid-Cap Value ETF
IWS
$16B
$414K 0.04%
4,870
-425
-8% -$35.6K
UNP icon
92
Union Pacific
UNP
$174B
$402K 0.03%
3,465
-22
-0.6% -$2.36K
MET icon
93
MetLife
MET
$62.4B
$399K 0.03%
7,676
-249
-3% -$12.1K
ICE icon
94
Intercontinental Exchange
ICE
$84.4B
$374K 0.03%
5,450
-33
-0.6% -$2.17K
PM icon
95
Philip Morris
PM
$295B
$368K 0.03%
3,316
+584
+21% +$68K
ABBV icon
96
AbbVie
ABBV
$435B
$351K 0.03%
3,944
-24
-0.6% -$1.83K
ABT icon
97
Abbott
ABT
$187B
$350K 0.03%
6,553
-49
-0.7% -$2.46K
MCD icon
98
McDonald's
MCD
$195B
$346K 0.03%
2,214
-14
-0.6% -$2.19K
TMO icon
99
Thermo Fisher Scientific
TMO
$220B
$344K 0.03%
1,816
-12
-0.7% -$2.17K
MDT icon
100
Medtronic
MDT
$112B
$337K 0.03%
4,328
+290
+7% +$24.1K
2 3
4
5 6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.