We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$38.4M
Cap. Flow
-$748M
Cap. Flow %
-68.49%
Top 10 Hldgs %
21.3%
Holding
319
New
17
Increased
22
Reduced
88
Closed
17

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.52M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.84M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.53M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.36M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.33M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.97M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.25M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$2.96M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 0.81%
2 Industrials 0.55%
3 Healthcare 0.53%
4 Technology 0.52%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
76
Oracle
ORCL
$423B
$427K 0.04%
11,051
-709
-6% -$27.7K
FDX icon
77
FedEx
FDX
$75.4B
$421K 0.04%
2,271
-54
-2% -$9.91K
KEY icon
78
KeyCorp
KEY
$24.4B
$421K 0.04%
22,979
-40
-0.2% -$631
MRK icon
79
Merck
MRK
$318B
$412K 0.04%
7,333
-12
-0.2% -$702
MET icon
80
MetLife
MET
$62.1B
$387K 0.04%
8,023
-182
-2% -$8.35K
AMGN icon
81
Amgen
AMGN
$222B
$381K 0.03%
2,605
-4
-0.2% -$602
UNP icon
82
Union Pacific
UNP
$174B
$365K 0.03%
3,531
-82
-2% -$8.06K
GD icon
83
General Dynamics
GD
$106B
$364K 0.03%
2,103
-49
-2% -$8.02K
RTN
84
DELISTED
Raytheon Company
RTN
$362K 0.03%
2,561
-4
-0.2% -$568
MA icon
85
Mastercard
MA
$493B
$349K 0.03%
3,378
-71
-2% -$7.35K
SLB icon
86
SLB Ltd
SLB
$75B
$334K 0.03%
3,965
-8
-0.2% -$656
DAL icon
87
Delta Air Lines
DAL
$60.1B
$332K 0.03%
6,739
-127
-2% -$5.79K
CMCSA icon
88
Comcast
CMCSA
$90B
$328K 0.03%
9,442
-216
-2% -$7.21K
DIS icon
89
Walt Disney
DIS
$181B
$325K 0.03%
3,102
-5
-0.2% -$488
V icon
90
Visa
V
$677B
$320K 0.03%
4,105
-5
-0.1% -$402
ICE icon
91
Intercontinental Exchange
ICE
$84.4B
$314K 0.03%
5,551
-134
-2% -$7.42K
AGN
92
DELISTED
Allergan plc
AGN
$311K 0.03%
1,477
-3
-0.2% -$621
DBJP icon
93
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$309K 0.03%
8,284
-18
-0.2% -$636
COP icon
94
ConocoPhillips
COP
$141B
$291K 0.03%
5,762
-12
-0.2% -$553
MDT icon
95
Medtronic
MDT
$112B
$289K 0.03%
4,088
-87
-2% -$6.83K
MMM icon
96
3M
MMM
$94.3B
$283K 0.03%
1,896
-45
-2% -$6.49K
ARCC icon
97
Ares Capital
ARCC
$14.4B
$280K 0.03%
+16,885
New +$266K
GILD icon
98
Gilead Sciences
GILD
$165B
$279K 0.03%
3,904
-7
-0.2% -$520
TXN icon
99
Texas Instruments
TXN
$261B
$279K 0.03%
3,827
-7
-0.2% -$500
TJX icon
100
TJX Companies
TJX
$178B
$275K 0.03%
7,290
-14
-0.2% -$529
2 3
4
5 6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, SSI Investment Management held 319 positions worth $1.09B, down 3.4% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $748M in Q4 2016, closing 17 positions and reducing 88 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.81% of assets, up from 0.62% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.49M.

  • SSI Investment Management's largest Q4 2016 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 66,971 shares worth $3.49M.
  • SSI Investment Management added most to KeyCorp Pfd in Q4 2016, an estimated $2.36M increase.
  • SSI Investment Management's biggest Q4 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $6.97M.
  • SSI Investment Management fully exited iShares 20+ Year Treasury Bond ETF in Q4 2016, selling an estimated $3.44M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q4 2016.
  • SSI Investment Management opened 17 new positions and closed 17 in Q4 2016.
  • SSI Investment Management's portfolio value fell 3.4% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.