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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
76
iShares Core US Aggregate Bond ETF
AGG
$138B
$572K 0.06%
5,295
– –
MWA icon
77
Mueller Water Products
MWA
$4.16B
$572K 0.06%
60,199
-5,491
-8% -$50.4K
ARCC icon
78
Ares Capital
ARCC
$14.4B
$570K 0.06%
32,278
+9,320
+41% +$166K
ETN icon
79
Eaton
ETN
$174B
$569K 0.06%
7,565
-11,871
-61% -$875K
EBAY icon
80
eBay
EBAY
$49.8B
$566K 0.06%
24,347
-68,866
-74% -$1.6M
TJX icon
81
TJX Companies
TJX
$178B
$563K 0.06%
18,588
-20,718
-53% -$627K
BAS
82
DELISTED
Basis Energy Services, Inc.
BAS
$554K 0.06%
35
– –
FDX icon
83
FedEx
FDX
$75.4B
$550K 0.06%
4,141
-4,612
-53% -$626K
DHI icon
84
D.R. Horton
DHI
$42.3B
$549K 0.06%
25,311
-31,935
-56% -$722K
HD icon
85
Home Depot
HD
$355B
$542K 0.06%
6,840
-16,300
-70% -$1.3M
FBIN icon
86
Fortune Brands Innovations
FBIN
$6.06B
$539K 0.06%
15,024
-3,508
-19% -$135K
USB icon
87
US Bancorp
USB
$99.6B
$539K 0.06%
12,577
-25,525
-67% -$1.05M
EOG icon
88
EOG Resources
EOG
$70.7B
$535K 0.05%
5,436
-1,166
-18% -$104K
AIG icon
89
American International
AIG
$41.3B
$524K 0.05%
10,450
-12,062
-54% -$600K
MPO
90
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$520K 0.05%
9,688
-1,615
-14% -$84.6K
AMD icon
91
Advanced Micro Devices
AMD
$789B
$519K 0.05%
+129,480
New +$494K
RTN
92
DELISTED
Raytheon Company
RTN
$519K 0.05%
5,254
-6,341
-55% -$602K
CHGG icon
93
Chegg
CHGG
$102M
$514K 0.05%
+73,510
New +$513K
AAL icon
94
American Airlines Group
AAL
$10.6B
$510K 0.05%
13,922
-235
-2% -$8K
BAC icon
95
Bank of America
BAC
$442B
$506K 0.05%
29,411
-56,400
-66% -$949K
ESC
96
DELISTED
EMERITUS CORP
ESC
$502K 0.05%
16,000
+1,340
+9% +$34.7K
OCLR
97
DELISTED
Oclaro Inc.
OCLR
$498K 0.05%
160,770
+12,520
+8% +$35K
DIS icon
98
Walt Disney
DIS
$181B
$496K 0.05%
6,184
-13,275
-68% -$1.03M
COST icon
99
Costco
COST
$420B
$493K 0.05%
4,421
+2,729
+161% +$312K
TLPH icon
100
Talphera
TLPH
$74.2M
$490K 0.05%
2,043
-1,761
-46% -$417K
2 3
4
5 6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.