We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWRU
76
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.21M 0.11%
9,570
– –
NOV icon
77
NOV
NOV
$7B
$1.21M 0.11%
17,192
-63
-0.4% -$4.22K
MA icon
78
Mastercard
MA
$493B
$1.2M 0.11%
17,790
+8,590
+93% +$539K
BAC icon
79
Bank of America
BAC
$442B
$1.19M 0.11%
85,811
-1,490
-2% -$21.3K
AEP icon
80
American Electric Power
AEP
$68.4B
$1.14M 0.1%
26,376
+16,056
+156% +$714K
MDLZ icon
81
Mondelez International
MDLZ
$79.9B
$1.14M 0.1%
36,118
-450
-1% -$14K
MFG icon
82
Mizuho Financial
MFG
$130B
$1.13M 0.1%
262,105
+85,035
+48% +$364K
MSTR icon
83
Strategy Inc
MSTR
$38.4B
$1.12M 0.1%
+107,620
New +$1.05M
F icon
84
Ford
F
$55.7B
$1.11M 0.1%
66,010
-322
-0.5% -$5.44K
TJX icon
85
TJX Companies
TJX
$178B
$1.11M 0.1%
39,346
-6,470
-14% -$172K
APC
86
DELISTED
Anadarko Petroleum
APC
$1.1M 0.1%
11,760
-63
-0.5% -$5.73K
TT icon
87
Trane Technologies
TT
$106B
$1.09M 0.1%
+20,962
New +$1.03M
TEL icon
88
TE Connectivity
TEL
$62.6B
$1.07M 0.1%
+20,749
New +$1.04M
ETN icon
89
Eaton
ETN
$174B
$1.07M 0.1%
+15,517
New +$1.04M
GILD icon
90
Gilead Sciences
GILD
$165B
$1.06M 0.1%
16,838
-115
-0.7% -$6.87K
SBUX icon
91
Starbucks
SBUX
$120B
$1.05M 0.09%
27,206
-380
-1% -$13.7K
AGN
92
DELISTED
Allergan plc
AGN
$1.04M 0.09%
7,217
-40
-0.6% -$5.33K
ARCC icon
93
Ares Capital
ARCC
$14.4B
$1.03M 0.09%
59,752
-13,215
-18% -$231K
MMM icon
94
3M
MMM
$94.3B
$1.03M 0.09%
10,366
-3,638
-26% -$354K
GM icon
95
General Motors
GM
$76.8B
$1.03M 0.09%
28,624
+7,599
+36% +$273K
MCD icon
96
McDonald's
MCD
$195B
$1.01M 0.09%
10,522
-92
-0.9% -$8.98K
IP icon
97
International Paper
IP
$22B
$1M 0.09%
23,887
-203
-0.8% -$9.04K
BA icon
98
Boeing
BA
$185B
$987K 0.09%
8,395
-4,180
-33% -$450K
MCK icon
99
McKesson
MCK
$101B
$952K 0.09%
7,412
-46
-0.6% -$5.65K
DUK icon
100
Duke Energy
DUK
$97.3B
$945K 0.09%
14,177
+3,662
+35% +$250K
2 3
4
5 6

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.