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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.64%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.22B
AUM Growth
-$203M
Cap. Flow
-$982M
Cap. Flow %
-80.35%
Top 10 Hldgs %
24.52%
Holding
247
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$15.4M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$4.63M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.32M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.65M
5
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.24M

Top Sells

Rank Stock Value
1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$13.1M
2
PCGU
PG&E Corporation
PCGU
+$10.1M
3
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$9.22M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.99M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
51
Mastercard
MA
$493B
$401K 0.03%
1,012
-10
-1% -$4.01K
CVX icon
52
Chevron
CVX
$382B
$398K 0.03%
2,363
-25
-1% -$4.04K
AMGN icon
53
Amgen
AMGN
$226B
$393K 0.03%
1,461
-20
-1% -$4.99K
ORCL icon
54
Oracle
ORCL
$435B
$388K 0.03%
3,659
-35
-0.9% -$4.05K
MCD icon
55
McDonald's
MCD
$194B
$387K 0.03%
1,469
-15
-1% -$4.28K
AGG icon
56
iShares Core US Aggregate Bond ETF
AGG
$137B
$381K 0.03%
4,053
– –
DHR icon
57
Danaher
DHR
$147B
$374K 0.03%
1,700
-17
-1% -$3.79K
ABT icon
58
Abbott
ABT
$188B
$369K 0.03%
3,814
-25
-0.7% -$2.63K
ABBV icon
59
AbbVie
ABBV
$438B
$356K 0.03%
2,390
-30
-1% -$4.4K
HD icon
60
Home Depot
HD
$350B
$352K 0.03%
1,164
-15
-1% -$4.82K
SLB icon
61
SLB Ltd
SLB
$78.9B
$349K 0.03%
5,991
-65
-1% -$3.77K
ICE icon
62
Intercontinental Exchange
ICE
$84.5B
$347K 0.03%
3,156
-30
-0.9% -$3.44K
ETN icon
63
Eaton
ETN
$173B
$327K 0.03%
1,534
-15
-1% -$3.23K
CMCSA icon
64
Comcast
CMCSA
$89.4B
$326K 0.03%
7,351
-75
-1% -$3.35K
AMAT icon
65
Applied Materials
AMAT
$415B
$313K 0.03%
2,260
-20
-0.9% -$2.87K
ADBE icon
66
Adobe
ADBE
$109B
$312K 0.03%
611
-5
-0.8% -$2.62K
CRM icon
67
Salesforce
CRM
$162B
$311K 0.03%
1,534
-15
-1% -$3.24K
TMO icon
68
Thermo Fisher Scientific
TMO
$222B
$294K 0.02%
581
-10
-2% -$5.33K
WFC icon
69
Wells Fargo
WFC
$265B
$283K 0.02%
6,928
-170
-2% -$7.34K
CAT icon
70
Caterpillar
CAT
$385B
$276K 0.02%
1,011
-15
-1% -$4.07K
DHI icon
71
D.R. Horton
DHI
$41B
$257K 0.02%
2,393
-20
-0.8% -$2.4K
ACN icon
72
Accenture
ACN
$109B
$252K 0.02%
821
-10
-1% -$3.15K
BA icon
73
Boeing
BA
$184B
$250K 0.02%
1,304
-15
-1% -$3.28K
SGI
74
Somnigroup International
SGI
$13.6B
$239K 0.02%
5,513
-55
-1% -$2.44K
HON icon
75
Honeywell
HON
$77B
$239K 0.02%
1,371
-10
-0.7% -$1.83K
1 2
3
4

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, SSI Investment Management held 247 positions worth $1.22B, down 14% from $1.43B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $982M in Q3 2023, closing 11 positions and reducing 69 holdings. Its most notable exit was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.87% of assets, up from 0.82% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Apollo Global Management Series A worth $15.6M.

  • SSI Investment Management's largest Q3 2023 buy was Apollo Global Management Series A: 285,505 shares worth $15.6M.
  • SSI Investment Management added most to Bank of America Series L in Q3 2023, an estimated $3.32M increase.
  • SSI Investment Management's biggest Q3 2023 reduction was NextEra Energy, Inc. 6.926% Corporate Units, cutting an estimated $9.22M.
  • SSI Investment Management fully exited KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $13.1M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.22B portfolio in Q3 2023.
  • SSI Investment Management opened 4 new positions and closed 11 in Q3 2023.
  • SSI Investment Management's portfolio value fell 14% quarter-over-quarter to $1.22B.

Based on SSI Investment Management's 13F filing for Q3 2023, filed 3 Nov 2023.