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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.49B
AUM Growth
-$101M
Cap. Flow
-$1.14B
Cap. Flow %
-76.74%
Top 10 Hldgs %
25.08%
Holding
302
New
5
Increased
60
Reduced
18
Closed
18

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$15.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.43M
4
IBB icon
iShares Biotechnology ETF
IBB
+$2.68M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$1.98M

Top Sells

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$28.3M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$8.55M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.16M
4
IYW icon
iShares US Technology ETF
IYW
+$4.85M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$4.55M

Sector Composition

Rank Sector Weight
1 Technology 0.75%
2 Healthcare 0.46%
3 Financials 0.45%
4 Consumer Discretionary 0.31%
5 Communication Services 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$372B
$552K 0.04%
9,841
+12
+0.1% +$746
DHR icon
52
Danaher
DHR
$145B
$551K 0.04%
2,412
-938
-28% -$230K
PEP icon
53
PepsiCo
PEP
$187B
$548K 0.04%
3,355
+8
+0.2% +$1.38K
MRK icon
54
Merck
MRK
$323B
$544K 0.04%
6,319
+6
+0.1% +$536
UNP icon
55
Union Pacific
UNP
$173B
$531K 0.04%
2,727
+7
+0.3% +$1.55K
CVX icon
56
Chevron
CVX
$383B
$516K 0.03%
3,591
+9
+0.3% +$1.37K
FLOT icon
57
iShares Floating Rate Bond ETF
FLOT
$10.5B
$515K 0.03%
10,279
– –
HD icon
58
Home Depot
HD
$356B
$505K 0.03%
1,833
+5
+0.3% +$1.48K
ABT icon
59
Abbott
ABT
$189B
$487K 0.03%
5,041
+13
+0.3% +$1.39K
MCD icon
60
McDonald's
MCD
$192B
$483K 0.03%
2,094
– –
ABBV icon
61
AbbVie
ABBV
$439B
$473K 0.03%
3,507
– –
MDIV icon
62
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$458K 0.03%
31,823
– –
AMGN icon
63
Amgen
AMGN
$224B
$450K 0.03%
1,996
– –
TMO icon
64
Thermo Fisher Scientific
TMO
$222B
$446K 0.03%
874
+1
+0.1% +$560
CSCO icon
65
Cisco
CSCO
$480B
$439K 0.03%
11,006
+12
+0.1% +$532
SHY icon
66
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$435K 0.03%
5,356
– –
MA icon
67
Mastercard
MA
$494B
$430K 0.03%
1,511
– –
VZ icon
68
Verizon
VZ
$196B
$420K 0.03%
11,068
+24
+0.2% +$1.07K
AVGO icon
69
Broadcom
AVGO
$2T
$414K 0.03%
9,320
– –
WFC icon
70
Wells Fargo
WFC
$265B
$414K 0.03%
10,312
+25
+0.2% +$1.07K
LPLA icon
71
LPL Financial
LPLA
$29.4B
$413K 0.03%
1,889
+5
+0.3% +$1.06K
AGG icon
72
iShares Core US Aggregate Bond ETF
AGG
$138B
$399K 0.03%
4,156
– –
DIS icon
73
Walt Disney
DIS
$179B
$389K 0.03%
4,121
+9
+0.2% +$963
ICE icon
74
Intercontinental Exchange
ICE
$84.6B
$388K 0.03%
4,307
+6
+0.1% +$602
CRM icon
75
Salesforce
CRM
$162B
$338K 0.02%
2,349
+4
+0.2% +$678
1 2
3
4 5

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, SSI Investment Management held 302 positions worth $1.49B, down 6.4% from $1.59B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.14B in Q3 2022, closing 18 positions and reducing 18 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $28.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.75% of assets, up from 0.75% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in iShares Biotechnology ETF worth $2.52M.

  • SSI Investment Management's largest Q3 2022 buy was iShares Biotechnology ETF: 21,577 shares worth $2.52M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2022, an estimated $15.2M increase.
  • SSI Investment Management's biggest Q3 2022 reduction was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, cutting an estimated $8.55M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q3 2022, selling an estimated $28.3M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.49B portfolio in Q3 2022.
  • SSI Investment Management opened 5 new positions and closed 18 in Q3 2022.
  • SSI Investment Management's portfolio value fell 6.4% quarter-over-quarter to $1.49B.

Based on SSI Investment Management's 13F filing for Q3 2022, filed 4 Nov 2022.