We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
51
Berkshire Hathaway Class B
BRK.B
$1.14T
$1.21M 0.07%
4,044
-10
-0.2% -$2.86K
UNH icon
52
UnitedHealth
UNH
$371B
$1.14M 0.07%
2,256
-5
-0.2% -$2.26K
PG icon
53
Procter & Gamble
PG
$340B
$1.11M 0.07%
6,790
-15
-0.2% -$2.23K
PFE icon
54
Pfizer
PFE
$154B
$1.1M 0.06%
18,649
-55
-0.3% -$2.73K
TSLA icon
55
Tesla
TSLA
$1.31T
$1.07M 0.06%
3,033
+426
+16% +$143K
BAC icon
56
Bank of America
BAC
$447B
$1.05M 0.06%
23,534
-90
-0.4% -$4.1K
JNJ icon
57
Johnson & Johnson
JNJ
$631B
$1.02M 0.06%
5,979
-15
-0.3% -$2.46K
IYR icon
58
iShares US Real Estate ETF
IYR
$4.52B
$873K 0.05%
7,508
-20
-0.3% -$2.19K
V icon
59
Visa
V
$675B
$769K 0.05%
3,551
-5
-0.1% -$1.07K
L icon
60
Loews
L
$23.3B
$764K 0.04%
13,232
– –
COST icon
61
Costco
COST
$423B
$734K 0.04%
1,292
-3
-0.2% -$1.54K
CSCO icon
62
Cisco
CSCO
$483B
$715K 0.04%
11,259
-58
-0.5% -$3.31K
ABT icon
63
Abbott
ABT
$188B
$714K 0.04%
5,076
-15
-0.3% -$1.92K
DHR icon
64
Danaher
DHR
$147B
$712K 0.04%
2,434
-6
-0.2% -$1.65K
UNP icon
65
Union Pacific
UNP
$174B
$693K 0.04%
2,747
-5
-0.2% -$1.18K
IWD icon
66
iShares Russell 1000 Value ETF
IWD
$84.2B
$685K 0.04%
4,077
-33,579
-89% -$5.5M
DIS icon
67
Walt Disney
DIS
$178B
$644K 0.04%
4,159
-10
-0.2% -$1.61K
AVGO icon
68
Broadcom
AVGO
$2.01T
$626K 0.04%
9,390
– –
ICE icon
69
Intercontinental Exchange
ICE
$84.5B
$593K 0.03%
4,349
-10
-0.2% -$1.32K
PEP icon
70
PepsiCo
PEP
$188B
$588K 0.03%
3,382
-5
-0.1% -$817
TMO icon
71
Thermo Fisher Scientific
TMO
$222B
$588K 0.03%
880
– –
KO icon
72
Coca-Cola
KO
$374B
$587K 0.03%
9,932
-20
-0.2% -$1.11K
VZ icon
73
Verizon
VZ
$195B
$583K 0.03%
11,203
-20
-0.2% -$1.04K
MCD icon
74
McDonald's
MCD
$194B
$577K 0.03%
2,149
-5
-0.2% -$1.26K
MA icon
75
Mastercard
MA
$493B
$550K 0.03%
1,530
-5
-0.3% -$1.73K
1 2
3
4 5

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.