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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.66B
AUM Growth
+$111M
Cap. Flow
-$1.11B
Cap. Flow %
-66.85%
Top 10 Hldgs %
24.89%
Holding
327
New
6
Increased
34
Reduced
12
Closed
16

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$7.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.5M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.71M
4
FIW icon
First Trust Water ETF
FIW
+$3.85M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$2.62M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$5.15M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.05M
4
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$1.74M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Financials 0.56%
3 Communication Services 0.49%
4 Consumer Discretionary 0.46%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
L icon
51
Loews
L
$23.3B
$714K 0.04%
13,232
– –
DIS icon
52
Walt Disney
DIS
$178B
$706K 0.04%
4,169
– –
TSLA icon
53
Tesla
TSLA
$1.31T
$677K 0.04%
2,607
+786
+43% +$185K
DHR icon
54
Danaher
DHR
$147B
$659K 0.04%
2,440
– –
CSCO icon
55
Cisco
CSCO
$483B
$614K 0.04%
11,317
+57
+0.5% +$3.2K
VZ icon
56
Verizon
VZ
$195B
$606K 0.04%
11,223
– –
ABT icon
57
Abbott
ABT
$188B
$603K 0.04%
5,091
– –
CMCSA icon
58
Comcast
CMCSA
$89.4B
$602K 0.04%
10,762
– –
PYPL icon
59
PayPal
PYPL
$50.5B
$593K 0.04%
2,279
– –
COST icon
60
Costco
COST
$423B
$582K 0.04%
1,295
– –
FLOT icon
61
iShares Floating Rate Bond ETF
FLOT
$10.5B
$545K 0.03%
10,689
– –
UNP icon
62
Union Pacific
UNP
$174B
$539K 0.03%
2,752
– –
MA icon
63
Mastercard
MA
$493B
$530K 0.03%
1,535
– –
KO icon
64
Coca-Cola
KO
$374B
$521K 0.03%
9,952
– –
MCD icon
65
McDonald's
MCD
$194B
$519K 0.03%
2,154
+9
+0.4% +$2.15K
REM icon
66
iShares Mortgage Real Estate ETF
REM
$538M
$518K 0.03%
14,363
– –
MDIV icon
67
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$515K 0.03%
31,521
– –
ADBE icon
68
Adobe
ADBE
$109B
$511K 0.03%
891
– –
PEP icon
69
PepsiCo
PEP
$188B
$510K 0.03%
3,387
– –
TMO icon
70
Thermo Fisher Scientific
TMO
$222B
$504K 0.03%
880
+4
+0.5% +$2.19K
ICE icon
71
Intercontinental Exchange
ICE
$84.5B
$501K 0.03%
4,359
– –
INTC icon
72
Intel
INTC
$492B
$495K 0.03%
9,262
– –
WFC icon
73
Wells Fargo
WFC
$265B
$488K 0.03%
10,517
+44
+0.4% +$2.04K
MRK icon
74
Merck
MRK
$323B
$482K 0.03%
6,402
– –
SHY icon
75
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$472K 0.03%
5,481
+179
+3% +$15.4K
1 2
3
4 5

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, SSI Investment Management held 327 positions worth $1.66B, up 7.2% from $1.55B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.11B in Q3 2021, closing 16 positions and reducing 12 holdings. Its most notable exit was Global X US Infrastructure Development ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $7.55M.

  • SSI Investment Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 68,490 shares worth $7.55M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $6.5M increase.
  • SSI Investment Management's biggest Q3 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $5.15M.
  • SSI Investment Management fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $1.74M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.66B portfolio in Q3 2021.
  • SSI Investment Management opened 6 new positions and closed 16 in Q3 2021.
  • SSI Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.66B.

Based on SSI Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.