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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.4B
AUM Growth
+$242M
Cap. Flow
-$892M
Cap. Flow %
-63.63%
Top 10 Hldgs %
33.63%
Holding
290
New
25
Increased
17
Reduced
68
Closed
11

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.95M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$4.51M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.35M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.08M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.1M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.05M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.73M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$374B
$544K 0.04%
9,942
-47
-0.5% -$2.43K
MRK icon
52
Merck
MRK
$323B
$525K 0.04%
6,710
-6
-0.1% -$459
ASHR icon
53
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$518K 0.04%
12,951
-69,451
-84% -$2.6M
CSCO icon
54
Cisco
CSCO
$483B
$507K 0.04%
11,313
-9
-0.1% -$370
PEP icon
55
PepsiCo
PEP
$188B
$504K 0.04%
3,405
-9
-0.3% -$1.28K
ICE icon
56
Intercontinental Exchange
ICE
$84.5B
$503K 0.04%
4,350
-10
-0.2% -$1.04K
FLOT icon
57
iShares Floating Rate Bond ETF
FLOT
$10.5B
$502K 0.04%
9,864
-600
-6% -$30.4K
COST icon
58
Costco
COST
$423B
$492K 0.04%
1,301
-1
-0.1% -$374
DHR icon
59
Danaher
DHR
$147B
$483K 0.03%
2,449
-2
-0.1% -$401
AMGN icon
60
Amgen
AMGN
$226B
$465K 0.03%
2,024
-2
-0.1% -$461
MCD icon
61
McDonald's
MCD
$194B
$463K 0.03%
2,154
-2
-0.1% -$435
INTC icon
62
Intel
INTC
$492B
$462K 0.03%
9,250
-8
-0.1% -$391
MDIV icon
63
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$455K 0.03%
30,249
-426
-1% -$6.17K
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$454K 0.03%
5,257
– –
ADBE icon
65
Adobe
ADBE
$109B
$449K 0.03%
892
– –
TSLA icon
66
Tesla
TSLA
$1.31T
$427K 0.03%
+1,821
New +$311K
AVGO icon
67
Broadcom
AVGO
$2.01T
$412K 0.03%
9,390
– –
T icon
68
AT&T
T
$165B
$409K 0.03%
18,862
-17
-0.1% -$367
TMO icon
69
Thermo Fisher Scientific
TMO
$222B
$407K 0.03%
877
– –
IFFT
70
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$404K 0.03%
10,000
-1,310
-12% -$54.5K
HON icon
71
Honeywell
HON
$77B
$383K 0.03%
1,909
-2
-0.1% -$363
ABBV icon
72
AbbVie
ABBV
$438B
$381K 0.03%
3,555
-4
-0.1% -$384
NKE icon
73
Nike
NKE
$62.5B
$381K 0.03%
2,696
-2
-0.1% -$265
MDT icon
74
Medtronic
MDT
$114B
$378K 0.03%
3,235
-2
-0.1% -$220
BA icon
75
Boeing
BA
$184B
$365K 0.03%
+1,714
New +$329K
1 2
3
4 5

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SSI Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, SSI Investment Management held 290 positions worth $1.4B, up 21% from $1.16B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

SSI Investment Management withdrew a net $892M in Q4 2020, closing 11 positions and reducing 68 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.92% of assets, down from 1% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Elanco Animal Health Incorporated 5.00% Tangible Equity Units worth $4.33M.

  • SSI Investment Management's largest Q4 2020 buy was Elanco Animal Health Incorporated 5.00% Tangible Equity Units: 91,050 shares worth $4.33M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q4 2020, an estimated $4.95M increase.
  • SSI Investment Management's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.05M.
  • SSI Investment Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $18.3M.
  • SSI Investment Management's ten largest holdings make up 34% of its $1.4B portfolio in Q4 2020.
  • SSI Investment Management opened 25 new positions and closed 11 in Q4 2020.
  • SSI Investment Management's portfolio value rose 21% quarter-over-quarter to $1.4B.

Based on SSI Investment Management's 13F filing for Q4 2020, filed 11 Feb 2021.