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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
-$887M
Cap. Flow %
-76.53%
Top 10 Hldgs %
30.64%
Holding
270
New
16
Increased
8
Reduced
80
Closed
11

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.31M
2
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
+$2.83M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.77M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.24M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.08M

Top Sells

Rank Stock Value
1
CTRA
Coterra Energy
CTRA
+$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$14M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.09M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.42M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
51
iShares Floating Rate Bond ETF
FLOT
$10.5B
$533K 0.05%
10,464
-220
-2% -$11.1K
MRK icon
52
Merck
MRK
$323B
$532K 0.05%
6,716
-188
-3% -$14.7K
DIS icon
53
Walt Disney
DIS
$178B
$520K 0.04%
4,189
-135
-3% -$16.9K
AMGN icon
54
Amgen
AMGN
$226B
$515K 0.04%
2,026
-45
-2% -$11.1K
IFFT
55
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$501K 0.04%
11,310
-78,235
-87% -$3.55M
CMCSA icon
56
Comcast
CMCSA
$89.4B
$499K 0.04%
10,787
-295
-3% -$12.8K
KO icon
57
Coca-Cola
KO
$374B
$492K 0.04%
9,989
-200
-2% -$9.62K
INTC icon
58
Intel
INTC
$492B
$480K 0.04%
9,258
-225
-2% -$11.7K
PEP icon
59
PepsiCo
PEP
$188B
$475K 0.04%
3,414
-75
-2% -$10.2K
MCD icon
60
McDonald's
MCD
$194B
$473K 0.04%
2,156
-55
-2% -$11.3K
DHR icon
61
Danaher
DHR
$147B
$470K 0.04%
2,451
-62
-2% -$11K
COST icon
62
Costco
COST
$423B
$463K 0.04%
1,302
-30
-2% -$10.1K
L icon
63
Loews
L
$23.3B
$460K 0.04%
13,232
– –
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$456K 0.04%
5,257
– –
CSCO icon
65
Cisco
CSCO
$483B
$445K 0.04%
11,322
-255
-2% -$11.1K
ICE icon
66
Intercontinental Exchange
ICE
$84.5B
$438K 0.04%
4,360
-100
-2% -$9.86K
ADBE icon
67
Adobe
ADBE
$109B
$437K 0.04%
892
-25
-3% -$11.6K
CHNGU
68
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$417K 0.04%
7,890
-44,685
-85% -$2.14M
MDIV icon
69
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$414K 0.04%
30,675
-204,498
-87% -$2.84M
T icon
70
AT&T
T
$165B
$406K 0.04%
18,879
-1,005
-5% -$22.5K
TMO icon
71
Thermo Fisher Scientific
TMO
$222B
$387K 0.03%
877
-605
-41% -$250K
APD icon
72
Air Products & Chemicals
APD
$68.6B
$378K 0.03%
1,271
-30
-2% -$8.63K
NOW icon
73
ServiceNow
NOW
$132B
$378K 0.03%
3,900
-105
-3% -$9.38K
AVGO icon
74
Broadcom
AVGO
$2.01T
$342K 0.03%
9,390
-260
-3% -$8.71K
NKE icon
75
Nike
NKE
$62.5B
$338K 0.03%
2,698
-70
-3% -$7.51K
1 2
3
4 5

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SSI Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, SSI Investment Management held 270 positions worth $1.16B, up 1.5% from $1.14B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SSI Investment Management withdrew a net $887M in Q3 2020, closing 11 positions and reducing 80 holdings. Its most notable exit was Coterra Energy, an estimated $32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $4.33M.

  • SSI Investment Management's largest Q3 2020 buy was First Trust Preferred Securities and Income ETF: 225,705 shares worth $4.33M.
  • SSI Investment Management added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2020, an estimated $2.24M increase.
  • SSI Investment Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $7.09M.
  • SSI Investment Management fully exited Coterra Energy in Q3 2020, selling an estimated $32M.
  • SSI Investment Management's ten largest holdings make up 31% of its $1.16B portfolio in Q3 2020.
  • SSI Investment Management opened 16 new positions and closed 11 in Q3 2020.
  • SSI Investment Management's portfolio value rose 1.5% quarter-over-quarter to $1.16B.

Based on SSI Investment Management's 13F filing for Q3 2020, filed 16 Nov 2020.