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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.14B
AUM Growth
+$7.6M
Cap. Flow
-$845M
Cap. Flow %
-73.98%
Top 10 Hldgs %
26.98%
Holding
256
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.26M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$4.14M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$3.13M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.9M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$26.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$23.2M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$22.4M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$10.6M

Sector Composition

Rank Sector Weight
1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$447B
$574K 0.05%
24,175
-360
-1% -$8.51K
DTP
52
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$573K 0.05%
13,550
– –
INTC icon
53
Intel
INTC
$492B
$566K 0.05%
9,483
-170
-2% -$10.2K
CSCO icon
54
Cisco
CSCO
$483B
$542K 0.05%
11,577
-151
-1% -$6.62K
FLOT icon
55
iShares Floating Rate Bond ETF
FLOT
$10.5B
$542K 0.05%
10,684
-390
-4% -$19.5K
TMO icon
56
Thermo Fisher Scientific
TMO
$222B
$536K 0.05%
1,482
-14
-0.9% -$4.69K
MRK icon
57
Merck
MRK
$323B
$511K 0.04%
6,904
-97
-1% -$7.3K
AMGN icon
58
Amgen
AMGN
$226B
$487K 0.04%
2,071
-30
-1% -$6.84K
DIS icon
59
Walt Disney
DIS
$178B
$484K 0.04%
4,324
-59
-1% -$6.51K
ABT icon
60
Abbott
ABT
$188B
$480K 0.04%
5,247
-46
-0.9% -$4.16K
UNP icon
61
Union Pacific
UNP
$174B
$480K 0.04%
2,825
-52
-2% -$8.33K
PEP icon
62
PepsiCo
PEP
$188B
$460K 0.04%
3,489
-46
-1% -$6.06K
KO icon
63
Coca-Cola
KO
$374B
$456K 0.04%
10,189
-165
-2% -$7.6K
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$456K 0.04%
5,257
-365
-6% -$31.6K
L icon
65
Loews
L
$23.3B
$454K 0.04%
13,232
– –
T icon
66
AT&T
T
$165B
$454K 0.04%
19,884
-480
-2% -$10.9K
CRM icon
67
Salesforce
CRM
$162B
$436K 0.04%
2,332
-42
-2% -$7.08K
CMCSA icon
68
Comcast
CMCSA
$89.4B
$432K 0.04%
11,082
-147
-1% -$5.6K
ICE icon
69
Intercontinental Exchange
ICE
$84.5B
$409K 0.04%
4,460
-56
-1% -$5.13K
RTX icon
70
RTX Corp
RTX
$302B
$406K 0.04%
+6,601
New +$412K
COST icon
71
Costco
COST
$423B
$405K 0.04%
1,332
-18
-1% -$5.48K
MCD icon
72
McDonald's
MCD
$194B
$405K 0.04%
2,211
-36
-2% -$6.6K
ADBE icon
73
Adobe
ADBE
$109B
$400K 0.04%
917
-14
-2% -$5.19K
DHR icon
74
Danaher
DHR
$147B
$395K 0.03%
2,513
-43
-2% -$6.17K
C icon
75
Citigroup
C
$227B
$379K 0.03%
7,431
-131
-2% -$6.21K
1 2
3
4 5

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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, SSI Investment Management held 256 positions worth $1.14B, up 0.67% from $1.13B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SSI Investment Management withdrew a net $845M in Q2 2020, closing 10 positions and reducing 74 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 0.02% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in iShares Russell 2000 ETF worth $4.36M.

  • SSI Investment Management's largest Q2 2020 buy was iShares Russell 2000 ETF: 30,468 shares worth $4.36M.
  • SSI Investment Management added most to First Trust Capital Strength ETF in Q2 2020, an estimated $6.26M increase.
  • SSI Investment Management's biggest Q2 2020 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $26.3M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q2 2020, selling an estimated $22.4M.
  • SSI Investment Management's ten largest holdings make up 27% of its $1.14B portfolio in Q2 2020.
  • SSI Investment Management opened 18 new positions and closed 10 in Q2 2020.
  • SSI Investment Management's portfolio value rose 0.67% quarter-over-quarter to $1.14B.

Based on SSI Investment Management's 13F filing for Q2 2020, filed 12 Aug 2020.