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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTP
51
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$534K 0.05%
13,550
-28,950
-68% -$1.36M
INTC icon
52
Intel
INTC
$491B
$523K 0.05%
9,653
-114
-1% -$6.74K
BAC icon
53
Bank of America
BAC
$448B
$520K 0.05%
24,535
-272
-1% -$8.15K
MRK icon
54
Merck
MRK
$323B
$514K 0.05%
7,001
-79
-1% -$6.21K
AIZP
55
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$510K 0.05%
4,825
-245
-5% -$29.7K
SHY icon
56
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$488K 0.04%
5,622
– –
CSCO icon
57
Cisco
CSCO
$475B
$461K 0.04%
11,728
-135
-1% -$5.92K
L icon
58
Loews
L
$23.2B
$461K 0.04%
13,232
-3,308
-20% -$156K
KO icon
59
Coca-Cola
KO
$373B
$459K 0.04%
10,354
-128
-1% -$6.91K
T icon
60
AT&T
T
$167B
$449K 0.04%
20,364
-1,444
-7% -$39.5K
AMGN icon
61
Amgen
AMGN
$224B
$427K 0.04%
2,101
-27
-1% -$5.9K
DIS icon
62
Walt Disney
DIS
$178B
$425K 0.04%
4,383
-53
-1% -$6.7K
TMO icon
63
Thermo Fisher Scientific
TMO
$223B
$425K 0.04%
1,496
-17
-1% -$5.36K
PEP icon
64
PepsiCo
PEP
$188B
$424K 0.04%
3,535
-42
-1% -$5.68K
NVDA icon
65
NVIDIA
NVDA
$5.25T
$421K 0.04%
63,960
-840
-1% -$5.3K
ABT icon
66
Abbott
ABT
$190B
$418K 0.04%
5,293
-55
-1% -$4.59K
IWD icon
67
iShares Russell 1000 Value ETF
IWD
$84.1B
$413K 0.04%
4,162
-20,829
-83% -$2.6M
UNP icon
68
Union Pacific
UNP
$174B
$407K 0.04%
2,877
-33
-1% -$5.46K
COST icon
69
Costco
COST
$417B
$386K 0.03%
1,350
-16
-1% -$4.86K
CMCSA icon
70
Comcast
CMCSA
$90.7B
$385K 0.03%
11,229
-129
-1% -$5.44K
MCD icon
71
McDonald's
MCD
$193B
$372K 0.03%
2,247
-26
-1% -$5.12K
ICE icon
72
Intercontinental Exchange
ICE
$84.7B
$363K 0.03%
4,516
-50
-1% -$4.53K
PYPL icon
73
PayPal
PYPL
$50.5B
$347K 0.03%
3,640
-44
-1% -$4.86K
CRM icon
74
Salesforce
CRM
$161B
$342K 0.03%
2,374
-27
-1% -$4.63K
C icon
75
Citigroup
C
$228B
$320K 0.03%
7,562
-569
-7% -$38.2K
1 2
3
4 5

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SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.