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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.5B
AUM Growth
+$129M
Cap. Flow
-$880M
Cap. Flow %
-58.61%
Top 10 Hldgs %
22.48%
Holding
298
New
20
Increased
24
Reduced
84
Closed
6

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$23.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.6M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$10.7M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.61M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.11M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.07M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$5.38M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.65M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.58M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$769K

Sector Composition

Rank Sector Weight
1 Utilities 0.87%
2 Technology 0.66%
3 Financials 0.62%
4 Healthcare 0.48%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
51
Mastercard
MA
$493B
$839K 0.06%
2,812
-13
-0.5% -$3.67K
HD icon
52
Home Depot
HD
$355B
$823K 0.05%
3,782
-18
-0.5% -$4.08K
PFE icon
53
Pfizer
PFE
$153B
$771K 0.05%
20,766
-145
-0.7% -$5.17K
V icon
54
Visa
V
$677B
$729K 0.05%
3,871
-11
-0.3% -$1.98K
VZ icon
55
Verizon
VZ
$196B
$725K 0.05%
11,813
-60
-0.5% -$3.62K
AIZP
56
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$652K 0.04%
5,070
-255
-5% -$32.4K
C icon
57
Citigroup
C
$226B
$649K 0.04%
8,131
-29
-0.4% -$2.14K
T icon
58
AT&T
T
$163B
$644K 0.04%
21,808
-104
-0.5% -$3K
DIS icon
59
Walt Disney
DIS
$181B
$638K 0.04%
4,436
-33
-0.7% -$4.61K
MRK icon
60
Merck
MRK
$318B
$614K 0.04%
7,080
+961
+16% +$78.9K
INTC icon
61
Intel
INTC
$513B
$584K 0.04%
9,767
-36
-0.4% -$2.02K
KO icon
62
Coca-Cola
KO
$375B
$579K 0.04%
10,482
-84
-0.8% -$4.52K
CSCO icon
63
Cisco
CSCO
$479B
$569K 0.04%
11,863
-60
-0.5% -$2.79K
FLOT icon
64
iShares Floating Rate Bond ETF
FLOT
$10.5B
$565K 0.04%
11,074
+140
+1% +$7.13K
UNP icon
65
Union Pacific
UNP
$174B
$527K 0.04%
2,910
-9
-0.3% -$1.54K
AMGN icon
66
Amgen
AMGN
$222B
$512K 0.03%
2,128
-13
-0.6% -$2.87K
IEMG icon
67
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$512K 0.03%
+9,501
New +$490K
CMCSA icon
68
Comcast
CMCSA
$90B
$509K 0.03%
11,358
-40
-0.4% -$1.78K
WFC icon
69
Wells Fargo
WFC
$264B
$508K 0.03%
9,464
-24
-0.3% -$1.26K
PEP icon
70
PepsiCo
PEP
$190B
$490K 0.03%
3,577
-16
-0.4% -$2.18K
TMO icon
71
Thermo Fisher Scientific
TMO
$220B
$490K 0.03%
1,513
-7
-0.5% -$2.12K
SHY icon
72
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$475K 0.03%
5,622
-71,599
-93% -$6.07M
RTN
73
DELISTED
Raytheon Company
RTN
$466K 0.03%
2,114
-8
-0.4% -$1.69K
ABT icon
74
Abbott
ABT
$187B
$465K 0.03%
5,348
-17
-0.3% -$1.42K
MCD icon
75
McDonald's
MCD
$195B
$452K 0.03%
2,273
-8
-0.4% -$1.59K
1 2
3
4 5

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VIP
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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, SSI Investment Management held 298 positions worth $1.5B, up 9.4% from $1.37B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $880M in Q4 2019, closing 6 positions and reducing 84 holdings. Its most notable exit was D.R. Horton, an estimated $318K position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.87% of assets, down from 0.95% a quarter earlier, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $24.1M.

  • SSI Investment Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 20,639 shares worth $24.1M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $15.6M increase.
  • SSI Investment Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.07M.
  • SSI Investment Management fully exited D.R. Horton in Q4 2019, selling an estimated $318K.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.5B portfolio in Q4 2019.
  • SSI Investment Management opened 20 new positions and closed 6 in Q4 2019.
  • SSI Investment Management's portfolio value rose 9.4% quarter-over-quarter to $1.5B.

Based on SSI Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.