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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.37B
AUM Growth
+$27.2M
Cap. Flow
-$893M
Cap. Flow %
-65.05%
Top 10 Hldgs %
21.59%
Holding
299
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$12.8M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.16M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.18M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.19M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$3.83M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.58M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.25M

Sector Composition

Rank Sector Weight
1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$677B
$668K 0.05%
3,882
-72
-2% -$12.8K
AIZP
52
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$666K 0.05%
5,325
– –
IWD icon
53
iShares Russell 1000 Value ETF
IWD
$83.9B
$663K 0.05%
5,167
– –
T icon
54
AT&T
T
$163B
$626K 0.05%
21,912
-15
-0.1% -$397
CSCO icon
55
Cisco
CSCO
$479B
$589K 0.04%
11,923
-6
-0.1% -$312
DIS icon
56
Walt Disney
DIS
$181B
$582K 0.04%
4,469
-3
-0.1% -$415
KO icon
57
Coca-Cola
KO
$375B
$575K 0.04%
10,566
-6
-0.1% -$321
C icon
58
Citigroup
C
$226B
$564K 0.04%
8,160
-5
-0.1% -$340
FLOT icon
59
iShares Floating Rate Bond ETF
FLOT
$10.5B
$557K 0.04%
10,934
-41,711
-79% -$2.12M
CMCSA icon
60
Comcast
CMCSA
$90B
$514K 0.04%
11,398
-8
-0.1% -$354
INTC icon
61
Intel
INTC
$513B
$505K 0.04%
9,803
-6
-0.1% -$295
PEP icon
62
PepsiCo
PEP
$190B
$493K 0.04%
3,593
-3
-0.1% -$399
MRK icon
63
Merck
MRK
$318B
$492K 0.04%
6,119
-14
-0.2% -$1.12K
MCD icon
64
McDonald's
MCD
$195B
$490K 0.04%
2,281
-1
-0% -$214
WFC icon
65
Wells Fargo
WFC
$264B
$479K 0.03%
9,488
+1,565
+20% +$73.7K
UNP icon
66
Union Pacific
UNP
$174B
$473K 0.03%
2,919
-2
-0.1% -$336
ABT icon
67
Abbott
ABT
$187B
$449K 0.03%
5,365
-23
-0.4% -$1.95K
XOM icon
68
ExxonMobil
XOM
$634B
$449K 0.03%
6,363
-7
-0.1% -$506
TMO icon
69
Thermo Fisher Scientific
TMO
$220B
$443K 0.03%
1,520
– –
ICE icon
70
Intercontinental Exchange
ICE
$84.4B
$423K 0.03%
4,581
-18
-0.4% -$1.64K
RTN
71
DELISTED
Raytheon Company
RTN
$416K 0.03%
2,122
-2
-0.1% -$370
AMGN icon
72
Amgen
AMGN
$222B
$414K 0.03%
2,141
-1
-0% -$192
TXN icon
73
Texas Instruments
TXN
$261B
$414K 0.03%
3,201
-3
-0.1% -$370
CVX icon
74
Chevron
CVX
$366B
$409K 0.03%
3,451
-19
-0.5% -$2.31K
COST icon
75
Costco
COST
$420B
$395K 0.03%
1,372
– –
1 2
3
4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, SSI Investment Management held 299 positions worth $1.37B, up 2% from $1.35B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $893M in Q3 2019, closing 12 positions and reducing 65 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.95% of assets, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in The Southern Company worth $13M.

  • SSI Investment Management's largest Q3 2019 buy was The Southern Company: 243,255 shares worth $13M.
  • SSI Investment Management added most to Dominion Energy, Inc. 2019 Series A Corporate Units in Q3 2019, an estimated $8.18M increase.
  • SSI Investment Management's biggest Q3 2019 reduction was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, cutting an estimated $3.58M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $10.8M.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.37B portfolio in Q3 2019.
  • SSI Investment Management opened 11 new positions and closed 12 in Q3 2019.
  • SSI Investment Management's portfolio value rose 2% quarter-over-quarter to $1.37B.

Based on SSI Investment Management's 13F filing for Q3 2019, filed 12 Nov 2019.