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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.07B
AUM Growth
-$229M
Cap. Flow
-$848M
Cap. Flow %
-79.3%
Top 10 Hldgs %
22.62%
Holding
289
New
5
Increased
13
Reduced
75
Closed
32

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.08M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.93M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.83M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$5.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR.PRC icon
51
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$584K 0.05%
21,992
– –
IWD icon
52
iShares Russell 1000 Value ETF
IWD
$83.9B
$574K 0.05%
5,167
– –
DTV
53
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$554K 0.05%
10,695
-1,500
-12% -$80.1K
V icon
54
Visa
V
$677B
$542K 0.05%
4,104
+820
+25% +$113K
MA icon
55
Mastercard
MA
$493B
$538K 0.05%
2,848
-35
-1% -$6.95K
CSCO icon
56
Cisco
CSCO
$479B
$520K 0.05%
12,014
-289
-2% -$13.2K
IYM icon
57
iShares US Basic Materials ETF
IYM
$1.02B
$516K 0.05%
6,151
-20
-0.3% -$1.79K
KO icon
58
Coca-Cola
KO
$375B
$505K 0.05%
10,679
-164
-2% -$7.85K
T icon
59
AT&T
T
$163B
$476K 0.04%
22,088
-511
-2% -$11.9K
MRK icon
60
Merck
MRK
$318B
$451K 0.04%
6,192
-22
-0.4% -$1.55K
DBJP icon
61
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$442K 0.04%
12,206
-45
-0.4% -$1.82K
XOM icon
62
ExxonMobil
XOM
$634B
$440K 0.04%
6,427
-189
-3% -$14.8K
BA icon
63
Boeing
BA
$185B
$428K 0.04%
1,324
-2
-0.2% -$691
AMGN icon
64
Amgen
AMGN
$222B
$421K 0.04%
2,161
-29
-1% -$5.66K
UNP icon
65
Union Pacific
UNP
$174B
$406K 0.04%
2,942
-11
-0.4% -$1.63K
PEP icon
66
PepsiCo
PEP
$190B
$400K 0.04%
3,630
-99
-3% -$11.2K
ABT icon
67
Abbott
ABT
$187B
$392K 0.04%
5,418
-179
-3% -$12.6K
CVX icon
68
Chevron
CVX
$366B
$381K 0.04%
3,503
-129
-4% -$14.9K
WFC icon
69
Wells Fargo
WFC
$264B
$368K 0.03%
7,976
-27
-0.3% -$1.38K
MCD icon
70
McDonald's
MCD
$195B
$351K 0.03%
1,988
-7
-0.4% -$1.24K
ICE icon
71
Intercontinental Exchange
ICE
$84.4B
$350K 0.03%
4,625
-15
-0.3% -$1.15K
ADBE icon
72
Adobe
ADBE
$105B
$345K 0.03%
1,523
+557
+58% +$134K
TMO icon
73
Thermo Fisher Scientific
TMO
$220B
$343K 0.03%
1,533
-3
-0.2% -$704
STI
74
DELISTED
SunTrust Banks, Inc.
STI
$343K 0.03%
6,751
-22
-0.3% -$1.32K
RTN
75
DELISTED
Raytheon Company
RTN
$329K 0.03%
2,143
-19
-0.9% -$3.4K
1 2
3
4 5

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VIP
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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, SSI Investment Management held 289 positions worth $1.07B, down 18% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $848M in Q4 2018, closing 32 positions and reducing 75 holdings. Its most notable exit was First Trust Senior Loan Fund ETF, an estimated $2.77M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.63% of assets, down from 0.66% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $7M.

  • SSI Investment Management's largest Q4 2018 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 146,230 shares worth $7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $5.83M increase.
  • SSI Investment Management's biggest Q4 2018 reduction was Hess Corporation, cutting an estimated $5.59M.
  • SSI Investment Management fully exited First Trust Senior Loan Fund ETF in Q4 2018, selling an estimated $2.77M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.07B portfolio in Q4 2018.
  • SSI Investment Management opened 5 new positions and closed 32 in Q4 2018.
  • SSI Investment Management's portfolio value fell 18% quarter-over-quarter to $1.07B.

Based on SSI Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.