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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.3B
AUM Growth
+$75.6M
Cap. Flow
-$857M
Cap. Flow %
-65.99%
Top 10 Hldgs %
21.26%
Holding
305
New
16
Increased
8
Reduced
89
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$13.1M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$12.3M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$11.8M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$5.63M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.14M

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$12M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$6.23M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.39M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.3M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$577K

Sector Composition

Rank Sector Weight
1 Financials 0.66%
2 Technology 0.62%
3 Healthcare 0.54%
4 Communication Services 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
51
Mastercard
MA
$493B
$643K 0.05%
2,883
-14
-0.5% -$2.92K
VZ icon
52
Verizon
VZ
$196B
$640K 0.05%
11,998
-51
-0.4% -$2.7K
DTV
53
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$635K 0.05%
12,195
-65
-0.5% -$3.42K
EPR.PRC icon
54
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$614K 0.05%
21,992
– –
IYM icon
55
iShares US Basic Materials ETF
IYM
$1.02B
$608K 0.05%
6,171
-28
-0.5% -$2.81K
PG icon
56
Procter & Gamble
PG
$339B
$603K 0.05%
7,249
-33
-0.5% -$2.7K
CSCO icon
57
Cisco
CSCO
$479B
$598K 0.05%
12,303
-68
-0.5% -$3.06K
T icon
58
AT&T
T
$163B
$572K 0.04%
22,599
-121
-0.5% -$2.96K
XOM icon
59
ExxonMobil
XOM
$634B
$563K 0.04%
6,616
-53
-0.8% -$4.33K
DBJP icon
60
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$546K 0.04%
12,251
-63
-0.5% -$2.66K
KO icon
61
Coca-Cola
KO
$375B
$501K 0.04%
10,843
-88
-0.8% -$4.02K
V icon
62
Visa
V
$677B
$493K 0.04%
3,284
-12
-0.4% -$1.71K
BA icon
63
Boeing
BA
$185B
$490K 0.04%
1,326
-6
-0.5% -$2.11K
UNP icon
64
Union Pacific
UNP
$174B
$479K 0.04%
2,953
-14
-0.5% -$2.11K
FDX icon
65
FedEx
FDX
$75.4B
$467K 0.04%
1,934
-11
-0.6% -$2.66K
AMGN icon
66
Amgen
AMGN
$222B
$453K 0.03%
2,190
-12
-0.5% -$2.37K
STI
67
DELISTED
SunTrust Banks, Inc.
STI
$452K 0.03%
6,773
-32
-0.5% -$2.28K
RTN
68
DELISTED
Raytheon Company
RTN
$449K 0.03%
2,162
-12
-0.6% -$2.39K
CVX icon
69
Chevron
CVX
$366B
$444K 0.03%
3,632
-27
-0.7% -$3.28K
PEP icon
70
PepsiCo
PEP
$190B
$420K 0.03%
3,729
-19
-0.5% -$2.15K
WFC icon
71
Wells Fargo
WFC
$264B
$420K 0.03%
8,003
-34
-0.4% -$1.94K
MRK icon
72
Merck
MRK
$318B
$419K 0.03%
6,214
-29
-0.5% -$1.85K
ABT icon
73
Abbott
ABT
$187B
$411K 0.03%
5,597
-32
-0.6% -$2.1K
COP icon
74
ConocoPhillips
COP
$141B
$392K 0.03%
5,057
-25
-0.5% -$1.8K
KEY icon
75
KeyCorp
KEY
$24.4B
$378K 0.03%
19,027
-84
-0.4% -$1.74K
1 2
3
4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, SSI Investment Management held 305 positions worth $1.3B, up 6.2% from $1.22B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $857M in Q3 2018, closing 5 positions and reducing 89 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.66% of assets, down from 0.68% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $13M.

  • SSI Investment Management's largest Q3 2018 buy was NextEra Energy, Inc.: 226,595 shares worth $13M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q3 2018, an estimated $5.14M increase.
  • SSI Investment Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.39M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $12M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.3B portfolio in Q3 2018.
  • SSI Investment Management opened 16 new positions and closed 5 in Q3 2018.
  • SSI Investment Management's portfolio value rose 6.2% quarter-over-quarter to $1.3B.

Based on SSI Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.