SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.11%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.17B
AUM Growth
+$1.17B
Cap. Flow
+$16.4M
Cap. Flow %
1.4%
Top 10 Hldgs %
20.04%
Holding
331
New
6
Increased
56
Reduced
63
Closed
5

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.24M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$2.2M
3
ANTX
Anthem, Inc.
ANTX
$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
$1.36M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$1.29M

Top Sells

1
ARNC.PRB
Arconic Inc.
ARNC.PRB
$1.92M
2
XLE icon
Energy Select Sector SPDR Fund
XLE
$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$284K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$244K
5
DD
Du Pont De Nemours E I
DD
$243K

Sector Composition

1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFE icon
51
Pfizer
PFE
$141B
$902K 0.08%
25,195
+1,372
+6% +$49.1K
TBT icon
52
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$304M
$876K 0.07%
24,635
– –
FXH icon
53
First Trust Health Care AlphaDEX Fund
FXH
$919M
$833K 0.07%
12,371
+30
+0.2% +$2.02K
HD icon
54
Home Depot
HD
$406B
$827K 0.07%
5,053
+591
+13% +$96.7K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.08T
$820K 0.07%
4,462
-27
-0.6% -$4.96K
BAC icon
56
Bank of America
BAC
$371B
$795K 0.07%
31,391
-162
-0.5% -$4.1K
L icon
57
Loews
L
$20.1B
$792K 0.07%
16,540
– –
PG icon
58
Procter & Gamble
PG
$370B
$765K 0.07%
8,403
-56
-0.7% -$5.1K
EEMV icon
59
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.59B
$759K 0.06%
13,094
+688
+6% +$39.9K
XOM icon
60
Exxon Mobil
XOM
$477B
$754K 0.06%
9,175
+1,001
+12% +$82.3K
CELG
61
DELISTED
Celgene Corp
CELG
$729K 0.06%
5,000
+460
+10% +$67.1K
VZ icon
62
Verizon
VZ
$184B
$725K 0.06%
14,631
+754
+5% +$37.4K
IYM icon
63
iShares US Basic Materials ETF
IYM
$561M
$710K 0.06%
7,405
-41
-0.6% -$3.93K
DTV
64
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$703K 0.06%
12,980
+625
+5% +$33.9K
GE icon
65
GE Aerospace
GE
$293B
$669K 0.06%
27,715
-154
-0.6% -$3.7K
T icon
66
AT&T
T
$208B
$621K 0.05%
15,900
-116
-0.7% -$4.51K
EPR.PRC icon
67
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$130M
$606K 0.05%
21,992
– –
INTC icon
68
Intel
INTC
$105B
$599K 0.05%
15,714
-89
-0.6% -$3.39K
DBJP icon
69
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$395M
$596K 0.05%
14,731
-96
-0.6% -$3.88K
WFC icon
70
Wells Fargo
WFC
$258B
$582K 0.05%
10,620
+954
+10% +$52.3K
KO icon
71
Coca-Cola
KO
$297B
$580K 0.05%
12,878
-87
-0.7% -$3.92K
ORCL icon
72
Oracle
ORCL
$628B
$521K 0.04%
10,741
-83
-0.8% -$4.03K
EFA icon
73
iShares MSCI EAFE ETF
EFA
$65.4B
$520K 0.04%
7,590
– –
FTSM icon
74
First Trust Enhanced Short Maturity ETF
FTSM
$6.16B
$519K 0.04%
8,654
+481
+6% +$28.8K
CSCO icon
75
Cisco
CSCO
$268B
$515K 0.04%
15,335
+898
+6% +$30.2K
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