We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
51
Pfizer
PFE
$153B
$902K 0.08%
26,556
+1,447
+6% +$46.5K
TBT icon
52
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$876K 0.07%
24,635
– –
FXH icon
53
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$833K 0.07%
12,371
+30
+0.2% +$2K
HD icon
54
Home Depot
HD
$355B
$827K 0.07%
5,053
+591
+13% +$90.6K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.13T
$820K 0.07%
4,462
-27
-0.6% -$4.77K
BAC icon
56
Bank of America
BAC
$442B
$795K 0.07%
31,391
-162
-0.5% -$3.93K
L icon
57
Loews
L
$23.6B
$792K 0.07%
16,540
– –
PG icon
58
Procter & Gamble
PG
$339B
$765K 0.07%
8,403
-56
-0.7% -$5.1K
EEMV icon
59
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$759K 0.06%
13,094
+688
+6% +$39.5K
XOM icon
60
ExxonMobil
XOM
$634B
$754K 0.06%
9,175
+1,001
+12% +$79.5K
CELG
61
DELISTED
Celgene Corp
CELG
$729K 0.06%
5,000
+460
+10% +$62.7K
VZ icon
62
Verizon
VZ
$196B
$725K 0.06%
14,631
+754
+5% +$35.5K
IYM icon
63
iShares US Basic Materials ETF
IYM
$1.25B
$710K 0.06%
7,405
-41
-0.6% -$3.79K
DTV
64
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
$703K 0.06%
12,980
+625
+5% +$34.5K
GE icon
65
GE Aerospace
GE
$384B
$669K 0.06%
5,783
-32
-0.6% -$3.87K
T icon
66
AT&T
T
$163B
$621K 0.05%
21,052
-153
-0.7% -$4.34K
EPR.PRC icon
67
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$606K 0.05%
21,992
– –
INTC icon
68
Intel
INTC
$513B
$599K 0.05%
15,714
-89
-0.6% -$3.16K
DBJP icon
69
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
$596K 0.05%
14,731
-96
-0.6% -$3.75K
WFC icon
70
Wells Fargo
WFC
$264B
$582K 0.05%
10,620
+954
+10% +$50.7K
KO icon
71
Coca-Cola
KO
$375B
$580K 0.05%
12,878
-87
-0.7% -$3.96K
ORCL icon
72
Oracle
ORCL
$423B
$521K 0.04%
10,741
-83
-0.8% -$4.13K
EFA icon
73
iShares MSCI EAFE ETF
EFA
$80.2B
$520K 0.04%
7,590
– –
FTSM icon
74
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$519K 0.04%
8,654
+481
+6% +$28.9K
CSCO icon
75
Cisco
CSCO
$479B
$515K 0.04%
15,335
+898
+6% +$28.6K
1 2
3
4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.