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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$38.4M
Cap. Flow
-$748M
Cap. Flow %
-68.49%
Top 10 Hldgs %
21.3%
Holding
319
New
17
Increased
22
Reduced
88
Closed
17

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.52M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.84M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.53M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.36M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.33M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.97M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.25M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$2.96M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 0.81%
2 Industrials 0.55%
3 Healthcare 0.53%
4 Technology 0.52%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
L icon
51
Loews
L
$23.6B
$775K 0.07%
16,540
– –
XOM icon
52
ExxonMobil
XOM
$634B
$751K 0.07%
8,321
-280
-3% -$24.5K
VZ icon
53
Verizon
VZ
$196B
$748K 0.07%
14,069
+2,434
+21% +$122K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.13T
$742K 0.07%
4,546
-78
-2% -$12K
PG icon
55
Procter & Gamble
PG
$339B
$722K 0.07%
8,577
-15
-0.2% -$1.28K
BAC icon
56
Bank of America
BAC
$442B
$706K 0.06%
31,962
-52
-0.2% -$1K
T icon
57
AT&T
T
$163B
$696K 0.06%
21,706
-435
-2% -$12.8K
AMZN icon
58
Amazon
AMZN
$2.96T
$695K 0.06%
18,620
-40
-0.2% -$1.57K
UNH icon
59
UnitedHealth
UNH
$370B
$679K 0.06%
4,227
-93
-2% -$13.9K
HEZU icon
60
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$661K 0.06%
+24,892
New +$631K
HD icon
61
Home Depot
HD
$355B
$607K 0.06%
4,538
-98
-2% -$12.6K
EEMV icon
62
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$606K 0.06%
12,425
+4,272
+52% +$219K
INTC icon
63
Intel
INTC
$513B
$581K 0.05%
15,984
+3,792
+31% +$136K
IYM icon
64
iShares US Basic Materials ETF
IYM
$1.25B
$579K 0.05%
6,965
-13
-0.2% -$1.05K
KO icon
65
Coca-Cola
KO
$375B
$550K 0.05%
13,229
-23
-0.2% -$957
WFC icon
66
Wells Fargo
WFC
$264B
$538K 0.05%
9,791
-3,713
-27% -$187K
CELG
67
DELISTED
Celgene Corp
CELG
$534K 0.05%
4,604
-8
-0.2% -$891
MO icon
68
Altria Group
MO
$114B
$508K 0.05%
7,487
-13
-0.2% -$837
RPT.PRD
69
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$499K 0.05%
8,169
– –
CVX icon
70
Chevron
CVX
$366B
$496K 0.05%
4,216
-234
-5% -$25.5K
FTSM icon
71
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$480K 0.04%
7,987
– –
XRT icon
72
State Street SPDR S&P Retail ETF
XRT
$327M
$465K 0.04%
+10,547
New +$469K
PEP icon
73
PepsiCo
PEP
$190B
$458K 0.04%
4,383
-128
-3% -$13.4K
STI
74
DELISTED
SunTrust Banks, Inc.
STI
$451K 0.04%
8,240
-14
-0.2% -$699
CSCO icon
75
Cisco
CSCO
$479B
$443K 0.04%
14,655
-25
-0.2% -$762
1 2
3
4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, SSI Investment Management held 319 positions worth $1.09B, down 3.4% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $748M in Q4 2016, closing 17 positions and reducing 88 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.81% of assets, up from 0.62% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.49M.

  • SSI Investment Management's largest Q4 2016 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 66,971 shares worth $3.49M.
  • SSI Investment Management added most to KeyCorp Pfd in Q4 2016, an estimated $2.36M increase.
  • SSI Investment Management's biggest Q4 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $6.97M.
  • SSI Investment Management fully exited iShares 20+ Year Treasury Bond ETF in Q4 2016, selling an estimated $3.44M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q4 2016.
  • SSI Investment Management opened 17 new positions and closed 17 in Q4 2016.
  • SSI Investment Management's portfolio value fell 3.4% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.